Asset & Wealth Management – Dallas - Senior Associate, Client Onboarding & Configuration - 10273048

Goldman Sachs • Dallas, TX

6d • Onsite

About The Position

Goldman Sachs & Co. LLC in Dallas, Texas is seeking a Senior Associate, Client Onboarding & Configuration. This role involves establishing new accounts by understanding various client account structures and documentation requirements. The position requires conducting due diligence reviews to ensure compliance with the Firm’s Client Identification Program, SEC Books and Records, Know your Customer Rules, FINCen Customer Due Diligence, and other FINRA and regulatory obligations. The Senior Associate will collaborate closely with personal wealth management advisor teams to ensure accurate client documentation is prepared and sent promptly. Responsibilities include requesting products such as options, margin, checking, and debit cards for client accounts, and verifying that downstream systems correctly recognize approved products and services, including Cash products, Client Statements, and Performance reporting. The role also entails resolving issues by coordinating with Compliance, Legal, and Anti Money Laundering teams, and contributing to improvements in the account opening workflow and process.

Requirements

• Bachelor’s degree (U.S. or foreign equivalent) in Finance, Accounting, Economics, Business Administration or a related quantitative field such as Industrial Engineering.
• Two (2) years of experience in the job offered or a related role.
• Two (2) years of experience with Microsoft Excel, including working with macros, pivot tables, VLOOKUP, and IF/AND formulas.
• Two (2) years of experience improving processes and enhancing procedures by identifying control and exposure points within their workflow and where errors may occur in the process.
• Two (2) years of experience re-evaluating opportunity and return on investment in changing environments.
• Two (2) years of experience working with Risk Management, Operations Risk Framework, Key Risk Indicators, and Risk and Control Self-Assessments.
• Two (2) years of experience with project management tools including JIRA and Confluence.

Responsibilities

• Establish new accounts through understanding different client account structures and documentation requirements.
• Exercise due diligence reviews, ensuring compliance with the Firm’s Client Identification Program, SEC Books and Records, Know your Customer Rules, FINCen Customer Due Diligence, and other FINRA and regulatory obligations.
• Work closely with personal wealth management advisor teams to ensure all client documents are correct and sent to the client in a timely manner.
• Request products (options, margin, checking, debit cards, etc.) for the respective client accounts.
• Ensure downstream systems correctly recognize approved products and services, including Cash products, Client Statements, and Performance reporting.
• Resolve issues through coordination with Compliance, Legal, and Anti Money Laundering teams.
• Work on improvements to account opening workflow and process.

What This Job Offers

• Job Type: Full-time
• Career Level: Senior