Senior Analyst, Operational Risk Management

Golub Capital•Chicago, IL

1d•$80,000 - $120,000•Hybrid

About The Position

The Operational Risk Management (“ORM”) Department is responsible for the Risk Mitigation Framework. The Risk Mitigation Framework provides the process, tools and approach that are needed to support and enhance the control environment required to minimize operational risks related to Golub Capital’s non-investment functions. The Risk Mitigation Framework was created to minimize material losses, provide process and internal control oversight, and anticipate potential material loss events. The Risk Mitigation Framework is comprised of a set of consistent and repeatable elements that allow Golub Capital to identify, assess, mitigate, and report on the operational risk profile of the firm. The Risk Mitigation programs include Risk and Control Self-Assessment (“RCSA”), Issue Management (“IM”), Vendor Risk Management (“VRM”), Business Continuity Management (“BCM”), and Internal Control Testing (“ICT”).

Requirements

Bachelor’s degree required
4+ years of experience in financial services risk management, management information systems or related role
Experience and detailed knowledge of third-party risk management, financial services industry practices, internal controls and regulatory requirements
Understanding and experience with operational loss causes, measures and mitigation strategies
Experience analyzing Excel reports with ability to run formulas preferred
Assertive, self-motivated, team oriented, flexible and able to multi-task
Excellent analytical and problem-solving skills
Exceptional written and verbal communication skills; capable of communicating effectively across all levels of the organization
Attention to detail and strong organizational skills, including the ability to manage several projects at one time
Highly resourceful and proven ability to work both independently and as a team member
Ability to probe sensitive issues while maintaining high level of integrity and objectivity
Demonstrated ability to effectively leverage AI tools in day-to-day work, with strong critical thinking to assess accuracy, limitations and appropriate use of AI generated outputs
Enthusiastic about working in office and creating a Gold Standard hybrid work culture

Nice To Haves

Operational Risk Management Certificate
Certified Third Party Risk Management Professional (C3PRMP)
Certified Internal Auditor (CIA)
Financial Risk Manager (FRM) Designation

Responsibilities

Participating in the assessment of risks facing Golub Capital and supporting the development of a comprehensive plan to identify, measure, monitor and report risk components.
Supporting the continued development of this function and help advance the program.
Supporting the Vendor Risk Management (VRM) and Business Continuity Management (BCM) programs and assisting with efforts to expand the program's capabilities, increase participation and drive process improvements.
Developing detailed plans, tracking progress, managing obstacles and supporting efforts to deliver new initiatives on time and within budget.
Supporting the development and implementation of initiatives and tasks associated with the VRM and BCM programs.
Assisting with the implementation of the VRM framework providing direction to the ‘first line of defense’.
Managing the central vendor repository for the Firm and supporting the automation of vendor on-boarding and off-boarding processes.
Ensuring vendor risk oversight including visibility of existing and emerging threats and identifying mitigation plans.
Supporting the execution of VRM training to ensure effective application and program awareness firmwide.
Staying informed of industry developments and regulatory requirements ensuring compliance and proactive adaptation.
Liaising with third-party vendors as required.
Creating and maintaining VRM and BCM-related reporting to meet the needs of senior management and oversight committees.
Proactively identifying, tracking, and analyzing operational risks within the Firm and implementing control improvements.