Mitigate operational risk across GBM by strengthening Front Office controls, reinforcing risk ownership, and partnering with Control and Support Functions to deliver consistent, sustainable outcomes. Experience across Global Capital Markets & Corporate and Investment Banking, with business acumen and a strong understanding of financial products, trade lifecycle flows, and end to end operating models. Proven track record designing, implementing, and strengthening risk and control frameworks, including: Risk Assessments including and not limited to (1) Risk & Control Self Assessments (2) Compliance Risk Control Assessments (3) Regulatory Control Mapping. Operational Risk program elements including and not limited to (1) Operational Risk Events (2) Key Risk Indicators. Strengthening Front Office control design and effectiveness, while partnering with Control and Support Functions to drive consistent, sustainable control outcomes. Collaborate with other stakeholders to improve processes, and present recommendations to senior management and other stakeholders when required. Front Office Risk and Control Framework: Contribute to the design, development, and implementation of the Front Office risk and control framework. Partner across the three lines of defense to drive consistent risk identification, assessment, and issue remediation. Support regulatory and audit engagements through coordinated, accurate, and timely responses. Leadership and Communication: Proven ability to effectively contribute and collaborate with high performing teams across in person, remote, and hybrid environments, promoting inclusive leadership and diversity of thought to foster constructive challenge and stronger outcomes. Build a culture of accountability, collaboration, and continuous improvement by aligning team objectives with enterprise risk priorities, while guiding teams through high pressure regulatory reviews and audits with clear roles, disciplined execution, and timely delivery. Champion a high-performance environment and contributes to an inclusive work environment. Collaboration and Influence: Partner effectively across the three lines of defense to ensure alignment and consistency in risk practice. Partner across Control and Support Functions, with a strong focus on Technology, to identify and manage IT and data risks, including third party dependencies and business continuity resilience. Influence key stakeholders by applying industry best practices and building compelling, business focused cases for risk and control enhancements. Other duties and projects may be assigned. Additional Highlights: Understanding of non‑financial risks and regulatory requirements for Capital Markets / Corporate Investment Banking. Previous experience across operational, compliance, and business risk, enabling high‑quality risk assessment, control execution, and continuous improvement, including proactive control enhancements and process efficiencies.
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Job Type
Full-time
Career Level
Senior