Securities Paralegal

AIGNew York, NY
$72,000 - $90,000Onsite

About The Position

This role is for the primary SEC reporting paralegal on a team of dedicated corporate paralegals and will report to a senior attorney in the Corporate Secretary’s Office to assist with public company reporting requirements and general corporate matters.

Requirements

  • Knowledge of '34 Act requirements (particularly Section 16)
  • Proficiency in Workiva, SharePoint and Excel
  • Familiarity with EDGAR Next
  • General legal research skills and excellent organizational skills and attention to detail
  • Strong communication skills and ability to coordinate complex tasks with multiple stakeholders; innovative and a self-starter

Nice To Haves

  • 3+ years of relevant experience with a major public corporation and/or law firm
  • Bachelor's or associate’s degree or paralegal certificate

Responsibilities

  • Draft and file Section 16 filings (Forms 3, 4 and 5) and maintain corresponding executive officer equity ownership information
  • Assist in the preparation of the annual proxy statement and manage cross-functional audit support
  • Provide support on corporate governance matters, including D&O questionnaires, shareholder engagement and annual meeting preparation
  • Assist with periodic reports under the ’34 Act, including Forms 10-Q/K
  • Establish and implement best practices for reporting and legal entity management
  • Manage and implement processes under the company's insider trading policy
  • Liaise with transfer agent
  • Conduct peer benchmarking and legal research
  • Assist the corporate legal team with other projects as needed

Benefits

  • Bonus in accordance with the terms of the applicable incentive plan
  • Total Rewards Program, a comprehensive benefits package that extends beyond time spent at work to offer benefits focused on your health, wellbeing and financial security—as well as your professional development
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