Securities & Financial Regulation Specialist

Turing•New York, NY

4h•Remote

About The Position

Turing invites Securities and Financial Regulation experts to join projects that fine-tune AI models like ChatGPT. You will apply your expertise in SEC enforcement, public offerings, broker-dealer compliance, and investment adviser regulation to evaluate how AI reasons about securities law. If you enjoy analyzing registration requirements, insider trading hypotheticals, and Regulation D exemptions, this is your opportunity. No prior AI experience is required — your background in U.S. securities law is exactly what’s needed.

Requirements

Juris Doctor (J.D.) from an accredited U.S. law school; Bar admission (active/inactive).
3+ years of U.S. legal practice in securities regulation, capital markets law, or financial services compliance.
Strong reasoning skills across the Securities Act, Exchange Act, Investment Company Act, and Investment Advisers Act.
Excellent written communication and attention to detail.
High ethical standards

Nice To Haves

Interest in AI is a plus.

Responsibilities

Review and evaluate AI-generated responses to U.S. securities law hypotheticals, including Securities Act registration, Exchange Act reporting, insider trading (Rule 10b-5), and investment company regulation.
Apply a structured legal rubric to assess issue spotting, accuracy of SEC rules and regulations, and proper application of Howey test, Regulation D, and proxy solicitation rules.
Identify gaps in AI reasoning around materiality, scienter, safe harbors, exempt offerings, and Dodd-Frank whistleblower protections.
Provide detailed, high-quality annotations and written feedback to refine AI models.
Collaborate with researchers and project managers to align evaluation standards and project goals.