Sales Trader Operations Analyst

Texas Capital Bank•Dallas, TX

3d•Onsite

About The Position

The Sales Trader Middle Office Analyst is an entry-level full time on-site position responsible for supporting the Mortgage-Backed Securities and Whole Loan Trading institutional sales and trading team through the complete trade cycle from trade execution, ticketing, trade reconciliation, pair-off, and all other client service. The successful candidate will work closely with middle office, senior sales traders, and clients to facilitate all facets of trade execution for both cusip (TBA and pools) and non-cusips (whole loans) while developing a strong understanding of the MBS, Whole Loan and US Treasury markets. This role provides exposure to institutional capital markets activities and offers an immediate path toward becoming a fully licensed Sales Trader.

Requirements

Bachelor’s degree in Finance, Economics, Accounting, Mathematics, Business, or related field.
Strong interest in financial markets and trading
Excellent analytical and quantitative skills
Strong verbal and written communication abilities
Ability to perform effectively in a fast-paced environment
High level of professionalism and attention to detail
Strong organizational and time-management skills
Proficiency in Microsoft Excel, PowerPoint, and Outlook.
Candidate must be willing and able to obtain required securities licenses, including within established firm timelines following hire: Securities Industry Essentials (SIE), Series 7, Series 63

Nice To Haves

Internship or prior exposure to financial markets preferred
Experience with financial analysis or capital markets activities is a plus
Bloomberg, FactSet, Refinitiv, or similar market data experience preferred but not required
Knowledge of fixed income
SIE designation completed or willingness to obtain promptly upon hire

Responsibilities

Support the execution of client trades across designated MBS and Whole Loan asset classes
Resolve client trade issues and reconcile
Monitor market activity, pricing, trading flows, and economic developments.
Develop and maintain professional relationships with institutional clients
Respond promptly to client inquiries regarding market activity and trade execution
Assist with client onboarding and account maintenance activities
Analyze financial markets, economic releases, and industry developments
Assist the desk in preparing daily trading reports.
Utilize Bloomberg, trading platforms, and other market information tools.
Ensure compliance with SEC, FINRA, MSRB, and firm policies.
Maintain accurate records of transactions and communications.
Understand and adhere to established trading limits and risk parameters.
Participate in regulatory, compliance, and continuing education programs.
Coordinate trade settlement and resolution of operational issues
Work closely with middle office, compliance, and technology teams
Support process improvement initiatives across the trading platform
Perform additional duties as assigned