RIA Compliance Officer

Welltower™ Inc. (NYSE:WELL) • New York, NY

2d • $295,000 - $415,000

About The Position

The RIA Compliance Officer will support Welltower’s registered investment adviser (the “RIA”) and oversee the administration of the compliance policies and procedures for the RIA. The RIA advises private equity funds and private credit funds related to the seniors housing real estate sector.

Requirements

• Bachelor’s degree
• A minimum of 5 years of significant compliance experience with an SEC registered investment adviser, private funds manager, regulator or law firm advising registered investment advisers.
• Demonstrated ability to exercise independent judgment, escalate issues to senior management, and influence outcomes across business functions.
• Experience as a primary liaison with regulatory authorities regarding examinations and/or other regulatory related inquiries.
• Applicants must be able to pass a pre-employment drug screen.

Responsibilities

• Oversee the administration of such RIA’s compliance program and related policies and procedures.
• Report regularly to senior management, fund governing bodies, and advisory committees regarding the compliance program, material compliance matters, and regulatory developments of the RIA.
• Oversee the preparation and timely filings of Form ADV, Form PF, and all other regulatory filings related to the RIA.
• Conduct regular trainings for covered persons subject to the RIA’s compliance program.
• Liaise with internal stakeholders at Welltower regarding the RIA.
• Serve as the RIA’s primary liaison for regulatory examinations and regulatory inquiries.

Benefits

• Competitive Base Salary + Annual Bonus
• Generous Paid Time Off and Holidays
• Employee Stock Purchase Program – purchase shares at a 15% discount
• Employer-matching 401(k) Program + Profit Sharing Program
• Student Debt Program – we’ll contribute up to $10,000 towards your student loans!
• Tuition Assistance Program
• Comprehensive and progressive Medical/Dental/Vision options
• Professional Growth

What This Job Offers

• Job Type: Full-time
• Career Level: Senior