About The Position

The Assistant Vice President (AVP), Capital & Regulatory Reporting is responsible for supporting the preparation, review, and governance of applicable U.S. and international regulatory capital and related regulatory reports for the firm. This role focuses on ensuring accuracy, consistency, and regulatory compliance across capital calculations, schedules, and disclosures, while partnering closely with Finance, Risk, Technology, and Data teams to strengthen the firm’s regulatory reporting framework. The AVP plays a key role in change management, issue remediation, and process enhancement related to capital and regulatory reporting requirements.

Requirements

  • Approximately 4–6 years of experience in regulatory reporting, capital reporting, finance, or risk functions within a banking or financial services environment.
  • Foundational understanding of U.S. regulatory capital frameworks and reporting requirements (e.g., Basel III, FR Y-9C capital schedules).
  • Strong analytical skills with large data sets and experience performing reconciliations, variance analysis, and data investigations.
  • Familiarity with regulatory reporting and data tools such as Axiom SL, Excel, and related reporting or data analysis technologies. (e.g. Tableau, Power BI)
  • Detail-oriented, highly organized, and able to manage multiple priorities in a deadline-driven environment.
  • Strong written and verbal communication skills, with the ability to collaborate effectively across functions and escalate issues appropriately.

Nice To Haves

  • Advanced degree, CPA, or CFA preferred.

Responsibilities

  • Support the end-to-end production and review of capital and regulatory reports, including Basel III capital schedules, ensuring timely and accurate reports.
  • Ensure timely and accurate submission of reports in accordance with regulatory deadlines and internal control standards.
  • Perform detailed variance analysis, reconciliations, and reasonableness checks on capital ratios, risk-weighted assets (RWA), and key regulatory balances.
  • Maintain alignment between regulatory capital reporting, financial reporting, and risk management data sources.
  • Monitor regulatory developments and proposals impacting capital and regulatory reporting; assist in translating requirements into reporting, data, and process changes.
  • Participate in user acceptance testing (UAT) and validation of system or data changes affecting regulatory and capital reporting outputs.
  • Support enhancements to regulatory reporting systems and tools (e.g., Axiom platforms), including data sourcing, calculation logic, and reporting workflows.
  • Contribute to process improvement and automation initiatives aimed at improving efficiency, transparency, and sustainability of capital and regulatory reporting processes.
  • Support the design, execution, and enhancement of controls over capital and regulatory reporting, including reconciliations, variance thresholds, and documentation standards.
  • Partner with Technology, Data Governance, and Chief Data Office teams to support data quality, lineage, and control initiatives related to capital and regulatory reporting.
  • Assist in the identification, escalation, and remediation of issues, including audit findings, self-identified issues, and reporting errors, ensuring timely resolution and appropriate root cause analysis.
  • Maintain procedures, process documentation, and control narratives to support audit readiness, regulatory examinations, and internal governance expectations.
  • Support internal and external audits and regulatory examinations by preparing analyses, documentation, and responses to inquiries related to capital and regulatory reporting.

Benefits

  • Comprehensive health and wellness benefits
  • Retirement plans
  • Educational assistance and training programs
  • Income replacement for qualified employees with disabilities
  • Paid maternity and parental bonding leave
  • Paid vacation, sick days, and holidays
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