Regulatory Compliance Manager

First Internet Bank • Fishers, IN

2d

About The Position

As the Regulatory Compliance Manager you will coordinate and execute risk-based regulatory compliance monitoring reviews across all business lines, while providing oversight of Compliance staff. You will support all lines of business in evaluating and ensuring compliance with all applicable federal and state banking laws and regulations.

Requirements

• A minimum of five years of direct experience in regulatory compliance within financial services industry
• Previous supervisory experience in regulatory compliance within financial services industry required
• In-depth knowledge of banking laws and regulations required
• Experience in analyzing data and summarizing conclusions
• Experience with interpreting complex laws and regulations, researching complex issues, and developing solutions
• Experience developing and executing compliance monitoring to include procedure documentation
• Highly proficient in Microsoft Office applications, especially Excel
• Organized and detail-oriented
• Strong analytical and critical thinking skills
• Ability to organize, direct, and perform highly complex analysis and tasks
• Strong communication skills, both verbal and written
• Works well independently and takes initiative
• Ability to interact with employees at all levels of the organization

Nice To Haves

• Certified Regulatory Compliance Manager (CRCM) certification highly preferred; commensurate experience will also be considered
• Group facilitation
• Product and project compliance experience
• Fair Lending Analysis experience
• Familiarity with Risk Exec, Venminder and/or DNA

Responsibilities

• Execute Bank’s Compliance Management System and Program to align with regulatory guidance
• Supervise, coach, and provide training and development opportunities to Compliance staff
• Assist in alignment of testing schedule to risk assessment outcomes
• Coordinate, implement, and execute risk-based regulatory compliance monitoring reviews across the organization following the Bank's Compliance Management System and Program
• Assist with coordination of action plans and execution with all business lines
• Track issues identified in monitoring through to resolution
• Assist with maintaining a Fair Lending Program to include periodic fair lending analysis and testing
• Assist with compliance data submission, including HMDA, Section 1071 small business reporting, and any other relevant regulatory data reporting requirements
• Develop and enhance monitoring and testing programs based on regulatory and strategy expectations
• Provide guidance and support for day-to-day compliance related issues
• Participate in Compliance Committee, audits and examinations
• Manage the compliance marketing queue
• Assist Vice President, Compliance with complaint management
• Develop and maintain compliance monitoring and test reporting
• Stay current on state and federal banking laws, the regulatory environment, and expectations through discussions with peers, seminars, webinars, roundtables, law firms, bank associations, etc.
• Perform other duties as assigned

Benefits

• Medical, Dental, and Vision Insurance for Full-Time employees - Eligibility begins on day one of employment
• 401(k) Retirement Plan with Generous Match for Full-Time and Part-Time employees - Eligibility begins on day one of employment
• Professional Development Reimbursement
• At Least 3 Weeks Paid Vacation Annually - For New Employees, Paid Vacation is Adjusted Based on Start Date
• Eleven Paid Holidays
• Paid Volunteer Time
• Annual First Internet Bank-branded merchandise allowance

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Education Level: No Education Listed
• Number of Employees: 1-10 employees