Service Delivery Center ‒ Regulatory Compliance Analyst
About The Position
The Regulatory Compliance Analyst is part of EY’s Financial Services Risk Management (FSRM) practice, which supports financial services clients in meeting regional and global regulatory requirements. The role is based at EY’s U.S. Service Delivery Center in Jacksonville, Florida, or San Antonio, Texas, and works closely with Consulting professionals on client engagements. Work may involve collecting and assessing customer information, reviewing transactions for unusual or potentially suspicious activity, validating regulatory adherence, and addressing regulatory needs. The position offers opportunities to develop expertise and advance through high-quality delivery and people-management skills. Analysts execute and quality-review customer-information collection and assessment, validate third-party information, and review adverse media, customer transaction records, and legal documentation. They apply attention to detail and sound judgment, escalate issues when appropriate, and may review work completed by more junior team members. The work supports regulatory-driven client requirements and may include operationally complex Know Your Customer and transaction-monitoring engagements and other financial-crimes compliance activities.
Requirements
- At least 1 year of work experience related to operational management in the financial services industry.
- A degree in business or a related discipline.
- Excellent attention to detail in a time-sensitive, metrics- and quality-driven production environment.
- Strong communication skills, demonstrated through effective writing and presentation of information.
- Effective teaming, project-management, and organizational skills.
- Understanding of financial products and services, including those related to depository institutions, wholesale banking, insurance, asset management, securities, financial technology, or private equity.
- Interest in continuous learning, development, and identifying opportunities to improve individual and team performance.
- Willingness to travel on an exception basis, less than 5%.
- Flexibility to manage multiple responsibilities while delivering exceptional-quality work.
- Self-starter who is motivated and values sharing best practices across anti-money-laundering and financial-crimes topics.
Nice To Haves
- Analytical skills, especially knowledge of financial services and/or understanding of money-laundering trends and other financial crimes.
- Experience related to payment operations, including processing real-time settlement networks, and/or experience with transaction-monitoring, Know Your Customer, or sanctions-screening technology systems.
- Strong teaming skills working with people of diverse skill sets and backgrounds.
Responsibilities
- Execute and quality-review the collection and assessment of customer information.
- Validate third-party information.
- Review adverse media from customer screening, customer transactional records, and legal documentation.
- Assess or collect customer information, review transactions for unusual or potentially suspicious activity, and validate regulatory adherence.
- Apply attention to detail and judgment to ensure work is complete and accurate, escalating issues to leadership when appropriate.
- Review work completed by more junior team members when needed.
- Deliver client requirements in a regulatory-driven environment and contribute to process improvements.
- Develop relationships with team members across teams.
Benefits
- Medical and dental coverage.
- Pension and 401(k) plans.
- Paid time off options, including flexible vacation, EY Paid Holidays, Winter/Summer breaks, Personal/Family Care, and other leaves of absence.
- Competitive compensation based on performance.
- Continuous learning and professional development.
- Tools and flexibility to make a meaningful impact.
- Leadership insights and coaching.
- Diverse and inclusive culture.
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What This Job Offers
Job Type
Full-time
Career Level
Entry Level
