Registered Client Associate

Wells Fargo & Company•Danbury, CT

23h•Onsite

About The Position

Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. In this role, you will assist Profit Formula financial advisors and financial consultants by providing sales and servicing support. You will proactively seek ways to improve administrative and operational processes and offer ideas for your own work group. You will perform moderately complex administrative tasks, handle telephone calls, and other inquiries for research reports, as well as resolve account issues. You will establish and maintain files to meet regulatory requirements, create and produce reports and databases, and establish and maintain files and records to support sales efforts. You will receive direction from supervisors and escalate non-routine questions to more experienced roles. You will interact with the immediate Profit Formula Brokerage Client Support team and functional area on a wide range of information, as well as internal and external customers.

Requirements

1+ years of Brokerage and Client Services support experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration

Nice To Haves

Brokerage client support experience
Administrative support experience in financial services
Experience interacting directly with customers
Intermediate Microsoft Office (Word, Excel, Outlook, and PowerPoint) skills
Client service focus with the ability to listen to customer needs and recommend solutions
Ability to prioritize work, meet deadlines, achieve goals, and work in a dynamic and complex environment

Responsibilities

Assist Profit Formula financial advisors and financial consultants by providing sales and servicing support
Proactively seek ways to improve administrative and operational processes and offer ideas for own work group
Perform moderately complex administrative tasks, handle telephone calls, and other inquiries for research reports as well as resolve account issues
Establish and maintain files to meet regulatory requirements
Create and produce reports as well as databases while establishing and maintaining files and records to support sales efforts
Receive direction from supervisors and escalate non-routine questions to more experienced roles
Interact with immediate Profit Formula Brokerage Client Support team and functional area on wide range of information, as well as internal and external customers