Registered Administrative Assistant

First Merchants Brand•Clarksville, IN

31d

About The Position

First Merchants Bank is seeking a Registered Administrative Assistant to join our team! This position will provide administrative, operational, sales and service support for assigned Investment Consultants within the First Merchants Investment Services Team. Essential Duties and Responsibilities: Business Management Review and act upon items for attention from broker / dealer (Cetera) Monitor incoming and outgoing transfers Process death claims Assist with 1099s and other tax time issues Communicate and process client Required Minimum Distributions (RMD) Review of insufficient funds for periodic distributions ACH maintenance Manage and maintain client withdraw/ deposit requests Beneficiary updates/ personal information updates (with Cetera & Product sponsors) Cost basis information Filing client documents Client Service Place unsolicited trades & securities received Complete necessary documentation to handle the processing of trades Meet with clients to obtain client and/or advisor signatures Establish online access to financial planning software or other pertinent websites Schedule client review appointments Handle phone calls & emails; respond appropriately to client needs Communicate with product partners on behalf of the client and/or Investment Consultant Business Development Assist in preparation of documents for account opening, transfer of assets, etc. Annuity Net Order Entry (when applicable/ necessary) Review items for attention Establish ACH and or Periodic / Systematic deposit Scanning and submitting new account documentation (when applicable / necessary) Filing new account documents Assist in review of My Business Status Confirm all direct accounts are linked to Cetera accounts Administrative Support Handle phone calls & emails; respond appropriately to internal/ external partners Assisting Consumer Bank Employees with FMIS client issues, referrals & setting appointments Maintain & Order Office Supplies Meet with advisor to review instructions when preparing to meet with new clients. Operational Support Confirmation of daily ACH / settlements Processing and filing of monthly transmittals to Cetera Principal Review Desk Submitting marketing / advertising to compliance (business cards, stationary, signage, etc.) Process regional incoming / outgoing mail Maintain/ monitor check blotter Assistance in maintaining compliance of all required FINRA files and documentation Document all contact and actions taken with client in CRM To be successful in this position, we require the following: High school diploma or equivalent (GED). Over one (1) year of administrative, clerical or related experience. Experience utilizing a Contact Management System (CRM) FINRA Series 6 License- Investment Company and Variable Contracts Products Representative within 6 months of employment FINRA Series 63 License- Uniform Securities Agent State Law within 6 months of employment Other - Proficient with Windows based software, including MS Word, Excel, and PowerPoint The following would be a plus: Licensing- FINRA Series 7 License- General Securities Representative FINRA Series 65 License- Uniform Investment Adviser Law FINRA Series 66 License- Uniform Combined State Law First Merchants offers the following: Base Pay PLUS Bonuses Medical, Dental and Vision Insurance 401k Health Savings and Flexible Spending Accounts Vacation/Sick Time Paid Holidays Paid Parental Leave Tuition Reimbursement Additional Benefits A little about us: First Merchants is guided by a genuine philosophy of being a meaningful place to work and having a prosperous impact across all walks of life throughout the communities we serve, including consumers, businesses and other organizations. Our Vision, Mission and Team statement reflect and reinforce that authentic service philosophy. Our Vision is: To enhance the financial wellness of the diverse communities we serve. Our Mission is: To be the most responsive, knowledgeable, and high-performing financial organization for our clients, teammates, and shareholders. Our Team: "We are a collection of dynamic colleagues with diverse experiences and perspectives who share a passion for positively impacting lives. We are genuinely committed to attracting and engaging teammates of diverse backgrounds. We believe in the power of inclusion and belonging." Apply today to begin your career with us!

Requirements

High school diploma or equivalent (GED).
Over one (1) year of administrative, clerical or related experience.
Experience utilizing a Contact Management System (CRM)
FINRA Series 6 License- Investment Company and Variable Contracts Products Representative within 6 months of employment
FINRA Series 63 License- Uniform Securities Agent State Law within 6 months of employment
Other - Proficient with Windows based software, including MS Word, Excel, and PowerPoint

Nice To Haves

Licensing- FINRA Series 7 License- General Securities Representative
FINRA Series 65 License- Uniform Investment Adviser Law
FINRA Series 66 License- Uniform Combined State Law

Responsibilities

Business Management Review and act upon items for attention from broker / dealer (Cetera)
Monitor incoming and outgoing transfers
Process death claims
Assist with 1099s and other tax time issues
Communicate and process client Required Minimum Distributions (RMD)
Review of insufficient funds for periodic distributions
ACH maintenance
Manage and maintain client withdraw/ deposit requests
Beneficiary updates/ personal information updates (with Cetera & Product sponsors)
Cost basis information
Filing client documents
Place unsolicited trades & securities received
Complete necessary documentation to handle the processing of trades
Meet with clients to obtain client and/or advisor signatures
Establish online access to financial planning software or other pertinent websites
Schedule client review appointments
Handle phone calls & emails; respond appropriately to client needs
Communicate with product partners on behalf of the client and/or Investment Consultant
Assist in preparation of documents for account opening, transfer of assets, etc.
Annuity Net Order Entry (when applicable/ necessary)
Review items for attention
Establish ACH and or Periodic / Systematic deposit
Scanning and submitting new account documentation (when applicable / necessary)
Filing new account documents
Assist in review of My Business Status
Confirm all direct accounts are linked to Cetera accounts
Handle phone calls & emails; respond appropriately to internal/ external partners
Assisting Consumer Bank Employees with FMIS client issues, referrals & setting appointments
Maintain & Order Office Supplies
Meet with advisor to review instructions when preparing to meet with new clients.
Confirmation of daily ACH / settlements
Processing and filing of monthly transmittals to Cetera Principal Review Desk
Submitting marketing / advertising to compliance (business cards, stationary, signage, etc.)
Process regional incoming / outgoing mail
Maintain/ monitor check blotter
Assistance in maintaining compliance of all required FINRA files and documentation
Document all contact and actions taken with client in CRM