This is a co-founder role, not a CPTO hire, for an AI Compliance Platform startup. The company is building an explainable AI platform to address the inefficiencies and risks in compliance processes for U.S. RIAs, broker-dealers, and wealth fintechs, which currently rely heavily on manual review. The platform aims to provide AI-driven judgments that are credible, audit-ready, and cite firm policies and regulations. The roadmap includes marketing review, communications surveillance, trading oversight, policy management, audit, and regulatory filings. The CEO co-founder is in place, customer thesis is validated, and design partners are engaged. The technical co-founder will own product and engineering with a founder-level equity stake, co-decision rights, and a genuine partnership with the CEO.
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Job Type
Full-time
Career Level
Entry Level
Education Level
No Education Listed