Private Client Services (PCS) Global Investment Control (GIC) Analyst Sr

Capital Group•Los Angeles, CA

1d•Hybrid

About The Position

As a Private Client Services (PCS) Analyst, you will primarily be responsible for independently processing and reviewing complex investment orders while ensuring full compliance with client guidelines, regulatory requirements, and internal parameters. You will oversee client portfolio activity across Mutual Funds, Separate Accounts, and SMAs, including post‑authorization and batch compliance reviews and follow‑up actions. The role requires close collaboration with Legal, Portfolio Guideline Analysis, Trading, Product, Technology, and Client Relationship teams to support account lifecycle events such as onboarding, portfolio transitions, rebalancing, and cash flow activity. You will analyze complex tax implications, provide guidance on investment processes and portfolio construction, and support internal and external stakeholders with advanced requests. Additionally, you will lead error resolution efforts, regulatory reviews, and risk trend analysis while driving corrective actions and control enhancements. This role emphasizes continuous improvement through process engineering, solution design, and partnership with technology and automation teams to improve workflows and operational efficiency. You will also act as a subject‑matter expert and mentor, guiding associates, supporting training initiatives, and contributing to documentation, project execution, and long‑term strategic initiatives.

Requirements

Bachelor’s degree
5-7 years of experience within the investment management industry
Skilled communicator; able to synthesize information and present it in a distilled manner
Detail oriented, accurate, dependable and consistent
Ability to work in a fast-paced environment where critical thinking and proactive teamwork is essential for success
Highly skilled in multitasking while providing personalized service
Good judgment and a process for managing competing priorities
Well-versed in Microsoft Excel

Nice To Haves

Experience with technologies like CRD, Appian, Microsoft Power Suite
Progressive thinker with a passion for streamlining processes and leveraging relationships to navigate changes

Responsibilities

Independently processing and reviewing complex investment orders while ensuring full compliance with client guidelines, regulatory requirements, and internal parameters.
Overseeing client portfolio activity across Mutual Funds, Separate Accounts, and SMAs, including post‑authorization and batch compliance reviews and follow‑up actions.
Collaborating with Legal, Portfolio Guideline Analysis, Trading, Product, Technology, and Client Relationship teams to support account lifecycle events such as onboarding, portfolio transitions, rebalancing, and cash flow activity.
Analyzing complex tax implications.
Providing guidance on investment processes and portfolio construction.
Supporting internal and external stakeholders with advanced requests.
Leading error resolution efforts, regulatory reviews, and risk trend analysis.
Driving corrective actions and control enhancements.
Improving workflows and operational efficiency through process engineering, solution design, and partnership with technology and automation teams.
Acting as a subject‑matter expert and mentor, guiding associates, supporting training initiatives, and contributing to documentation, project execution, and long‑term strategic initiatives.