J.P. Morgan Wealth Management - Private Client Investment Associate - Huntington, NY

JPMorganChase • Huntington, NY

2d

About The Position

As a Private Client Investment Associate in J.P. Morgan Wealth Management, you will provide client service, operational, marketing, and administrative support to Private Client Advisors. You will represent the firm and interact with clients, helping deliver investment solutions to meet their financial needs. The role supports advisors’ books of business, helps build and maintain client relationships, assists with wealth planning and lead generation, and supports operational procedures and compliance requirements.

Requirements

• A valid and active Series 7 license is required, or must be obtained within 120 days of employment.
• If registered after October 1, 2018, a valid and active Securities Industry Essentials (SIE) exam is also required.
• A valid and active Series 66 (or Series 63/65) license must be obtained within 120 days of starting in the role as a condition of employment.
• A Life and Health Insurance license must be obtained within 120 days of starting in the role as a condition of employment.

Responsibilities

• Support Advisors’ books of business by facilitating timely and accurate operational requests, including account opening, money movement, and investment trades.
• Build and maintain client relationships by processing requests, resolving issues, providing up-to-date information, assisting with ongoing wealth planning, managing referral sources, and generating new leads.
• Assist in managing relationship and account reviews and promote firm services to deepen client relationships.
• Prepare timely and accurate performance reports.
• Engage in risk management, including Know Your Customer procedures, account reviews, and inquiries.
• Support business-unit operational procedures and compliance requirements, including completing required forms and documentation.
• Prioritize daily work, track progress, and consistently meet deadlines.
• Maintain and foster team culture.

What This Job Offers

• Job Type: Full-time
• Education Level: No Education Listed