J.P. Morgan Wealth Management - Private Client Investment Associate - Vista, CA

JPMorganChase • San Diego, CA

1d

About The Position

As a Private Client Investment Associate in J.P. Morgan Wealth Management, you will provide client service, operational, marketing, and administrative support to Private Client Advisors. You will represent the firm and interact with clients to help provide investment solutions suited to their financial needs, using its investment product platform, thought leadership, and digital technology.

Requirements

• A valid and active Series 7 license is required, or must be obtained within 60 days of employment as a condition of employment.
• If registered after October 1, 2018, a valid and active Securities Industry Essentials (SIE) exam is also required.
• A valid and active Series 66 (or Series 63/65) license and Life and Health Insurance license must be obtained within 60 days of starting in the role as a condition of employment.
• Employment is subject to JPMorganChase review of criminal conviction history, including pretrial diversions or program entries, under Section 19 of the Federal Deposit Insurance Act.

Responsibilities

• Support Advisors’ books of business by facilitating operational requests accurately and on time, including account opening, money movement, and investment trades.
• Help build and maintain client relationships by processing requests, resolving issues, providing up-to-date information, assisting with clients’ ongoing wealth planning, managing referral sources, and generating new leads.
• Assist with relationship and account reviews, promote firm services to deepen client relationships, and prepare timely, accurate performance reports.
• Engage in risk management, including Know Your Customer procedures, account reviews, and inquiries.
• Support business-unit operational procedures and compliance requirements, including completing required forms and documentation.
• Prioritize daily work, track progress, and consistently meet deadlines.
• Maintain and foster team culture.

What This Job Offers

• Job Type: Full-time
• Career Level: Entry Level
• Education Level: No Education Listed