Overlay Analyst - Licensed

Axos Bank•San Diego, CA

6d•Onsite

About The Position

The Overlay Analyst is responsible for executing portfolio management directives and supporting the operational processes necessary to maintain model-driven investment strategies. This role serves as a key link between portfolio management, trading, operations, and client service teams by implementing portfolio changes, coordinating rebalancing activities, resolving trading exceptions, and ensuring account-level investment changes are accurately executed.

Requirements

1+ years of experience
Series 7 & 66

Responsibilities

Execute portfolio model changes and implement CIO-directed investment strategy updates.
Coordinate portfolio rebalancing activities and monitor completion of trading activities.
Research, resolve, and escalate account-level trading exceptions and portfolio discrepancies.
Support client account onboarding, transfers, restrictions, and investment preference changes.
Ensure portfolio allocations remain aligned with approved models, investment objectives, and client restrictions.
Partner with portfolio management, trading, operations, and client service teams to facilitate investment-related account maintenance.
Monitor portfolio implementation activity and assist with quality control reviews.
Maintain accurate records and documentation supporting portfolio changes and trading activities.
Assist with process improvement initiatives designed to enhance operational efficiency and scalability.
Support regulatory, compliance, and audit requests related to portfolio management activities.