Operations Associate, Trading and Margin

Atomic Invest • New York, NY

7d • Remote

About The Position

Atomic is a fast-growing, mission-driven company powering the expansion of financial services and wealth creation globally. We build critical financial infrastructure that allows consumer-facing companies to offer engaging investing experiences to their customers in a frictionless way. We host advanced investing capabilities ranging from ESG investing to multi-currency trading across 60 global markets. We are a team of financial empowerment enthusiasts who have come together from various industries including tech, banking, finance, and law. The company has raised $55M in funding and is positioned to rapidly scale. Come join an exciting opportunity to make a lasting impact!

Requirements

• Active Series 57 and Series 24
• Three to five years of direct experience in overseeing trading and/or margin
• Demonstrated experience supervising inter-dealer market making activity in corporate securities
• Deep subject matter expertise in Reg T and FINRA Rule 4210, portfolio margin
• Comfort operating in a fast-moving, high-growth environment with evolving processes
• Candidates who don't meet all of the above must have direct experience in at least one of: inter-dealer market making in corporate securities or margin financing.

Nice To Haves

• Prior experience in onboarding, securities lending, or other brokerage operational activities preferred
• Underwriting, corporate actions experience is a bonus

Responsibilities

• Serve as an associate within Brokerage Operations, providing registered supervision over inter-dealer market making activity in corporate securities and margin lending and financing.
• Be a key control point for the business: Reviewing and approving trading and margin activity, maintaining supervisory procedures, and acting as the escalation point for issues surfaced by the trading, onboarding, and operations teams.
• Help shape the supervisory framework that keeps the firm compliant as Atomic scales its broker-dealer capabilities and new products and activities come online.
• Oversee daily trading operations, monitor real-time profit and loss (PnL), and manage risk limits across proprietary or agency trading desks.
• Issuing and verifying margin calls, handling day-trading account rules, setting house collateral haircuts, and resolving branch/client escalations.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Education Level: No Education Listed