Operations Associate-Margin

Stifel•St. Louis, MO

About The Position

The Operations Associate-Margin requires the ability to gain a sound understanding of department subject matter including trade exception resolution, compliance with regulatory deadlines, and enforcement of firm policies and industry regulations. This position will require collaboration among team members to execute departmental objectives under direct supervision while following established procedures.

Requirements

Demonstrate the ability to attain a general understanding of industry rules/regulations and Stifel policies that pertain to the department.
Strong attention to detail skills to minimize risk to the firm.
Initiative and self-direction when performing tasks with the ability to organize and prioritize effectively in order to meet deadlines.
Able to handle large workloads that vary based on heavy volume periods.
Ability to work autonomously throughout the day based on performance criteria provided by leadership.
Proficient in Microsoft Office Suite, including Outlook, Word, Excel, and PowerPoint.

Responsibilities

Notify branch offices of action items and regulatory deadlines.
Assist in enforcing firm policies and industry regulations.
Research and review outstanding debit balances and assist in resolving trade exceptions.
Document trading violations and apply account restrictions as appropriate.
Develop effective communication skills within the department.
Provide timely updates on progression of job responsibilities to leadership.
Demonstrate the ability to work collaboratively within a team.