NDA Compliance Analyst

Fortress Investment Group•New York, NY

6d•Onsite

About The Position

Fortress Investment Group seeks an entry level NDA Compliance Analyst to join the Fortress Compliance Department. Fortress is a leading SEC-registered investment adviser (operating in multiple foreign jurisdictions). The position will be based in Manhattan. The successful candidate will work with members of the Legal and Compliance Department and other departments and businesses around the firm on, among other things, the following major items: general administration of Fortress’s global compliance program, primarily assisting with the administration of the firm’s NDA process assisting in the analysis of potential material, non-public information assisting with the administration of the firm’s Restricted Trading List assisting with domestic and international regulatory reporting (including SEC, NFA, FINRA, SFC, FCA, and other regulators) conducting additional ad hoc compliance assignments, including periodic compliance testing and routine regulatory examinations

Requirements

A bachelor’s degree with strong academic performance
Superior work ethic, attention to detail, organizational and communications skills
Serious desire to learn, grow and develop as a professional
A proven ability to multi-task, problem-solve and think critically
A technical proficiency with computer applications

Responsibilities

General administration of Fortress’s global compliance program, primarily assisting with the administration of the firm’s NDA process
Assisting in the analysis of potential material, non-public information
Assisting with the administration of the firm’s Restricted Trading List
Assisting with domestic and international regulatory reporting (including SEC, NFA, FINRA, SFC, FCA, and other regulators)
Conducting additional ad hoc compliance assignments, including periodic compliance testing and routine regulatory examinations