Manager, Risk and Comliance
About The Position
Assurance Digital delivers the technology that enables high quality external assurance engagements across the U.S. and the global network. The Manager of Risk & Compliance supports Assurance Digital by executing certification and compliance activities for products and platforms under established standards and guidance. This role is responsible for preparing certification artifacts, supporting risk assessments, collecting and validating evidence, and ensuring release readiness. Working closely with product, engineering, and delivery teams, the Manager provides hands on risk and compliance support and helps address issues as they arise. The role focuses on producing high quality, inspection ready documentation, and escalating complex matters to senior leaders as needed.
Requirements
- Bachelor’s degree in accounting, Information Systems, Business, Computer Science, or related field - required
- 5+ years of experience - required
- Experience with privacy/data protection impact assessments and related process and security controls concepts.
- Familiarity supporting SOC 1/SOC 2 reporting concepts.
- Exposure to cloud environments (Azure/AWS/GCP) and related control considerations.
- Exposure to data and AI governance, model risk management frameworks, or emerging technology compliance
- Knowledge of external audit workflows and the importance of audit quality, documentation, and evidence.
- Experience working with IT control frameworks (e.g., COSO, COBIT, ITIL) and common technology risk concepts.
- Experience partnering with product or technology teams to clarify requirements, obtain evidence, and drive follow-through on remediation actions
Nice To Haves
- CPA, CISA, CRISC, AIGP, AAIR, AAISM or similar certification - preferred
Responsibilities
- Execute certification activities for Assurance Digital products and platforms under established standards and guidance.
- Prepare certification artifacts, including procedures performed, evidence collection, conclusions, and draft release recommendations.
- Support pre release readiness and post release follow up activities.
- Support risk assessments for new products, enhancements, and material changes, including documenting risks and proposed mitigations.
- Track risk treatment actions and remediation items through completion, escalating issues as needed.
- Produce and maintain required documentation and evidence in accordance with defined templates and minimum standards.
- Perform quality checks on evidence and certification materials to ensure completeness, accuracy, and inspection readiness.
- Maintain certification records, findings logs, and evidence repositories.
- Partner with product, engineering, and delivery teams to gather inputs, clarify requirements, and support compliance activities.
- Serve as a day to day Risk & Compliance contact for assigned initiatives, escalating complex issues to Associate Directors or Directors.
- Support compliance governance forums through preparation of materials, status reporting, action tracking, and follow ups.
- Assist with audit, inspection, peer review, and internal oversight requests.
- Other duties as assigned
Benefits
- Competitive benefits and compensation package
- Flexibility in your schedule
Stand Out From the Crowd
Upload your resume and get instant feedback on how well it matches this job.
What This Job Offers
Job Type
Full-time
Career Level
Mid Level
