Manager, Regulatory Compliance and Risk Management

Scotiabank•Dallas, TX

About The Position

The Manager, Regulatory Compliance and Risk Management, contributes to the overall success of Customer Insights, Data and Analytics (CID&A) by working with the Director and Senior Manager, Regulatory Program Management to support the delivery of the RCM program including the implementation of risk management controls, audits, regulatory issues management, compliance matters, privacy, business continuity among other functions.

Requirements

Demonstrated experience delivering complex regulatory, risk or compliance transformation initiatives
Strong understanding of enterprise risk frameworks, regulatory change and governance environments
Experience operating in a highly regulated industry with tight timelines and supervisory oversight
Experience coaching teams to higher performance with processes and skill building
Well-developed communication skills including precise articulation of ideas and opinions
Excellent organizational skills and attention to detail
Strong project management skills
Strong working knowledge of industry practices
Strong analytical, planning and reporting abilities
University degree or equivalent college certification
Internal Controls, Compliance or Audit

Nice To Haves

Experience with JIRA, Confluence, CA-PPM, MS Project and related project delivery methodologies are an asset.
Experience with Process Engineering and Optimization
Hands on experience with Tableau, PowerBI, or other data visualization tools
Working knowledge in Spanish is a plus

Responsibilities

Facilitate end-to-end implementation of Compliance RCM Controls Program in alignment with OSFI E-13 Guideline, including ad-hoc projects supporting RCM implementation in CIDA
Create and manage a portfolio view of key operational processes in CID&A and supports the creation of SLAs and KPIs, reviews processes end to end and champion process optimization.
Maintains the regulatory compliance universe, including regulatory compliance issue management, training, monitoring & testing activities
Act as main point of contact in CID&A for audit and second line, responsible for working across CID&A stakeholders in tracking and reporting all findings and issues.
Oversee change events that may necessitate the review of the RCM program artefacts
Ensure documentation and procedures are updated to reflect changes in requirements.
Facilitate reporting to Senior Executives, providing clear understanding of exposure to regulatory compliance risks and the adequacy of controls to manage those risks.
Makes prudent/informed decisions within assigned limits and escalates any exceptions / issues along with recommendations and/or solutions to senior management as appropriate.
Collaborate with key stakeholders across the enterprise (Data & AI Risk, Global Compliance, Chief Data Office, Audit etc.) to maximize the efficiency of CIDA’s RCM program.
Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge.
Creates an environment that pursues effective and efficient operations of his/her respective areas, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls.
Directs day-to-day activities in a manner consistent with the Bank’s risk culture and the relevant risk appetite statement and limits.
Communicates the Bank’s risk culture and risk appetite statement throughout their teams.
Coach and develops his/her team to bring out their best potential and continual improvement.