Manager - Global Markets Infrastructure Advisory
About The Position
This role is for a Manager within the Conduct & Compliance Advisory team, supporting compliance oversight of the Global Markets business within Lloyds Bank Plc and Lloyds Bank Corporate Markets Ltd. The position involves working closely with the Senior Manager to deliver robust risk management aligned with the Enterprise Risk Management Framework, provide regulatory insight and oversight, and ensure high-quality evidence is maintained for all material compliance obligations. The role will also contribute to shaping and implementing compliance policies, risk appetite, and control expectations to achieve strong customer, regulatory, and business outcomes.
Requirements
- 4 years+ in compliance, conduct risk, or regulatory risk, with a solid understanding of Global Markets activities.
- Demonstrated ability to interpret legislation, regulation, and regulatory standards and translate them into practical obligations and controls.
- Experience delivering regulatory traceability, control frameworks, and compliance implementation, particularly within regulatory change, s166 reviews, or policy transformation.
- Strong understanding of Compliance frameworks, industry developments, consultations, and emerging technologies relevant to risk management.
- Excellent analytical, documentation, and written communication skills, with exceptional attention to detail.
- Ability to build effective relationships across a wide range of stakeholders and influence through expertise and challenge.
- Highly organised, proactive, and comfortable managing multiple concurrent workstreams.
- Sound judgement and the ability to make timely, balanced decisions while providing independent and constructive challenge.
- Ability to collaborate effectively and support risk owners to make decisions consistent with risk appetite.
Nice To Haves
- Previous experience of business partnering within a Global Markets role.
- Good communication and presentation skills and the ability to influence.
- Inclusive working style that ensures everyone can be themselves in a safe environment.
- Record of delivering results and an awareness of the importance of documentary evidence for key decisions.
Responsibilities
- Act as the Conduct & Compliance advisory business partner to Risk and Control Owner teams, building strong relationships and supporting delivery of aligned customer, business, and strategic outcomes.
- Provide day-to-day compliance advice to the Global Markets Front Office and related support functions, working directly on the trading floor as required.
- Translate regulatory requirements into clear, actionable compliance obligations and control expectations for business stakeholders.
- Lead and contribute to regulatory traceability exercises, ensuring end-to-end mapping between regulatory requirements, interpretations, obligations, controls, and evidentiary artefacts.
- Develop clear, well-reasoned regulatory interpretations across FCA, PRA, EMIR, MiFID/MiFIR, FinSA, BFSA, Dodd-Frank, and other applicable regimes.
- Support the design and delivery of new-joiner and annual Compliance Training.
- Help risk and control owners identify control deficiencies, define remediation, and implement actions following operational risk events or breaches.
Benefits
- A generous pension contribution of up to 15%
- An annual performance-related bonus
- Share schemes including free shares
- Benefits you can adapt to your lifestyle, such as discounted shopping
- 30 days’ holiday, with bank holidays on top
- A range of wellbeing initiatives and generous parental leave policies
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What This Job Offers
Job Type
Full-time
Career Level
Manager
Education Level
No Education Listed
