Manager, AML Compliance

The Carlyle Group Employee Co.•Washington, DC

1d•Hybrid

About The Position

The AML Manager is part of Carlyle’s AML leadership team. This is a role for a self-starter who is eager to take on a supervisory role, drive execution, and optimize processes for a complex, global organization. Key responsibilities include (i) supervising external vendors on all workstreams related to AML/KYC; (ii) reviewing documents required for investor identity validation; (iii) identifying higher-risk results from screening (iv) maintaining AML related books and records in accordance with Carlyle’s policies and procedures, (v) assisting with testing and the periodic refresh of investor files, (vi) conducting training regarding AML/KYC matters, and (vii) responding to third-party AML/KYC questionnaires or inquiries and assisting with AML/KYC regulatory filings required by local regulators. Additionally, the AML Manager will also play a critical role in any new firm-wide initiatives relating to investor lifecycle or update to the firm’s AML/KYC program. The ideal candidate must be able to prioritize multiple tasks, work with a team and operate in a deadline-oriented environment. In-Office Requirements: 4 days per week in-office

Requirements

BA/BS degree with solid academic performance
5+ years of experience in performing investor AML/KYC at financial institutions, ideally private equity firms.
Knowledge of corporate and fund structures is required.
Excellent verbal/written communication skills
Self-starter with strong organizational skills and attention to detail
Ability to pivot and prioritize workload
Strong Microsoft Office, Adobe Acrobat and computer skills
Strong analytical skills
Ability to work effectively as part of a team
Superior work ethic and professional habits

Nice To Haves

CAMS certification desired but not required
Experience with investor onboarding platforms and AML screening tools desired.

Responsibilities

Administer Carlyle’s global AML/KYC processes, including by coordinating with relevant internal stakeholders (across Legal, Fund Management, Client Solutions Group etc.) and overseeing service providers supporting such processes.
Review and analyze investor KYC documents during the investment lifecycle (including at onboarding and on an ongoing basis) and maintain relevant books and records.
Conduct database screening searches and review and escalate any search results generated from such screening.
Lead testing efforts with respect to third-party delegates, nominees, and intermediaries.
Conduct training regarding AML/KYC matters.
Respond to third-party questionnaires related to Carlyle’s AML/KYC program, including sanctions program.
Assist other Carlyle U.S. and non-U.S. AML officers with various tasks, such as due diligence questionnaires, KPIs, regulatory reporting, responding to audit and regulator inquiries, etc.
Maintain applicable policy documentation under the supervision of senior members of Compliance
Assist with compliance-related IT projects and firm-wide initiatives, primarily related to enhancing anti-money laundering processes.
Monitor regulatory developments related to AML/KYC and other regulations.
Develop and implement knowledge management best practices.
Other duties as needed and assigned by senior members of Legal & Compliance.