Licensed Retirement Plan Advisor

Payentry•Norcross, GA

13d•Hybrid

About The Position

Join the Payentry Team as a Licensed Retirement Plan Advisor! This role serves as the primary consultant for clients, managing the health and compliance of their 401(k) plans while providing one-on-one financial education to their employees. This position balances relationship management, regulatory oversight, and business development.

Requirements

Active Series 65 or 66 is required.
2-5 years of experience in retirement plan services or financial advising roles.
Deep understanding of ERISA regulations, 401(k) compliance, and fiduciary standards.
Strong organizational and time management skills.
Ability to meet strict deadlines and work independently.
Proficiency in Microsoft Office Suite and CRM software.
Excellent attention to detail and communication (written and verbal) skills.
Excellent troubleshooting/ problem-solving skills.

Nice To Haves

Professional other certifications (PHR, CRPS, AIF) are a plus.

Responsibilities

Serve as the plan advisor for clients and advise on plan design, investment selection, and fiduciary responsibilities.
Act as the main point of contact for plan sponsors to ensure high retention and satisfaction.
Identify growth opportunities for the firm.
Conduct employee education sessions and enrollment meetings as well as individual retirement readiness sessions as needed.
Monitor plan testing and assist with annual filings and CMS disclosures.
Assist with preparing the required reports and with audits.
Other duties as assigned.