Legal Counsel - Investment Management

Nomura Holdings, inc.•New York, NY

1d•$175,000 - $225,000•Hybrid

About The Position

Nomura is a global financial services group with an integrated network spanning over 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Retail, Wholesale (Global Markets and Investment Banking), and Investment Management. Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. Aon’s Benefit Index®, Nomura’s benefits rank #1 amongst our competitors. This role involves drafting, reviewing, and negotiating a variety of agreements related to asset management and private credit transactions, providing legal advice on structured credit matters, performing legal analysis of risks, assisting with legal projects and marketing materials, advising business teams, and researching/structuring new products and regulatory changes.

Requirements

Law Degree /Juris Doctor
At least 5 years’ experience working in the financial services industry either in-house or within a law firm with emphasis on private credit transactions
Must have strong contract drafting and negotiation skills across a wide range of complex private credit transactional agreements
Ability to work independently, multi-task and manage numerous projects simultaneously under tight deadlines
Proficiency and extensive knowledge of the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Company Act of 1940, the Investment Advisers Act of 1940, and other regulations tied to the asset management space
Ability to work independently in a fast-paced environment and respond proactively to business needs
Excellent communication and interpersonal skills, high comfort level interacting effectively with all levels of staff and management
Team player with strong organizational and time management skills in order to prioritize complex and time sensitive projects

Responsibilities

Drafting, reviewing and negotiating a variety of agreements relating to asset management and private credit transactions, including but not limited to master participation agreements, credit agreements, collateral documents, subscription documents, NDA’s, side letters and fund documentation.
Provide legal advice and support regarding structured credit matters and investments.
Performing legal analysis of risks associated with the terms and conditions of such agreements and effectively communicating to the business.
Assistance with ad-hoc legal projects, review of marketing materials, and policies and procedures.
Provide advice and counsel to business teams on legal matters affecting the business.
Researching, advising and assisting in the structuring, regulatory analysis and launch of new products.
Interpreting and assisting with the implementation of regulatory changes (both US and international) that impact asset management.