Legal Analyst

VanguardMalvern, PA
Hybrid

About The Position

Join a collegial team that supports each other and celebrates team members’ successes! As a Legal Analyst, you will leverage your analytical and communication skills to support the portfolio managers, traders, and research analysts in our Investment Management Group. Our team is a great environment to continue developing your legal analysis skills and building your expertise in fixed income investments, municipal investments, and/or financial services.

Requirements

  • Minimum of four years related work experience
  • Excellent analytical and communication skills required.
  • Comfortable operating in areas of uncertainty.
  • Undergraduate degree or equivalent combination of training and experience.

Nice To Haves

  • paralegal/legal and regulatory experience in the financial services industry preferred.
  • Fixed income experience and municipal security experience preferred.
  • Legal analyst / paralegal experience preferred.

Responsibilities

  • Drafts and translates legal documents and correspondence.
  • Develops and prepares materials for meetings.
  • May meet with the business, under supervision by legal counsel, to provide advice on regulatory and legal developments related to Vanguard's business activities and investment products.
  • Assists with the review and resolution of day-to-day operational, risk and legal issues related to Vanguard's business activities and investment products.
  • Interprets legal documentation, handles policy and procedure issues, and investigates contractual disputes.
  • Conducts independent research, investigation and analysis on market structure and investment regulatory and policy issues to support legal activities and contribute to the resolution of claims.
  • Investigates and aggregates resources for attorneys such as statutes, recorded judicial decisions, articles, and legal codes to support the preparation of legal documents and contracts.
  • Evaluates the regulatory impact of new products and investment strategies.
  • May attend client meetings to stay abreast of new product offerings.
  • Generates necessary reporting and leads the maintenance of legal databases.
  • Develops expertise in applicable areas of the law, Vanguard’s business and products, and the investment industry.
  • Stays abreast of industry and regulatory developments affecting Vanguard.
  • Participates in special projects and performs other duties as assigned.
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