Lead Analyst, Financial Crimes Digital Asset Surveillance

Fidelity Investments • Merrimack, NH

7h

About The Position

The Financial Crimes Digital Asset Surveillance group within Fidelity Legal Risk and Compliance plays a vital role in helping the firm meet its overall AML obligations through the Bank Secrecy Act. There are thousands of transactions that occur every day across all of Fidelity’s business units. The Financial Crimes Surveillance team analyzes these transactions using internal and vendor applications in an effort to detect, stop, and call out suspicious activity. We also review high risk customers and entities based on the Customer Due Diligence (CDD) rule from Fincen (Financial Crimes Enforcement Network).

Requirements

• College degree or 4 years of experience in the financial services industry.
• 2 years of risk related experience.
• Strong leadership capabilities with the ability to influence others and effect change.
• Knowledge of digital assets, understanding how wallets work and being able to interpret blockchain transactions.
• Experience with vendor tools Elliptic and Chainalysis.
• Proven success with project management.
• Adaptable to an evolving industry.
• Excellent written and presentation skills.
• Ability to handle several tasks in a fast-paced environment.
• Understanding of financial transactions, trading markets and operations.
• Proficient PC skills [Microsoft Excel, Microsoft Word, etc.].
• Understand corporate entity structures and offshore accounts.

Nice To Haves

• ACAMS or other certifications.
• Knowledge of Fidelity systems including Green Meadow, FocusPoint, FBSI, XTRAC, CACTUS, FDOT, Salesforce etc.
• FINRA Series 7.
• Knowledge and/or prior experience with IWS, NF, FFOS, PI is a plus.
• Previous AML or compliance background.
• Passion for collaboration, and building strong working partnerships.
• Ability to balance customer service with sound business judgment.
• Strong time management, prioritization, and organizational skills.

Responsibilities

• Providing leadership and guidance to other surveillance personnel.
• Build positive relationships with business partners in various groups including Fidelity Digital Assets (FDA), Fidelity Personal Investments (FPI), Workplace Participant Services (WPS), National Financial (NF), IWS (Fidelity Institutional Wealth Services), Fidelity Family Office Services (FFOS), FMR Legal, Financial Crimes Compliance Program Office, Investigations, Credit/Market Risk, and others.
• Proactively identify areas of high-risk exposure and develop efficient and effective solutions to minimize those risks.
• Exercise good judgment and demonstrate outstanding decision making skills to prevent or mitigate risk.
• Conduct and coordinate ad-hoc research requests.
• Presenting findings to all levels of management.

Benefits

• Fidelity will reasonably accommodate applicants with disabilities who need adjustments to participate in the application or interview process.

What This Job Offers

• Job Type: Full-time
• Career Level: Senior
• Education Level: Associate degree