Lead AI Compliance Testing
About The Position
The AI Lead in Compliance Testing is a senior SLOD practitioner within Enterprise Risk Management responsible for leading AI-related compliance testing, governance, and credible challenge activities. The AI Lead will oversee and directly manage the controlled growth and governance of the department's internal AI testing tool as well as independently execute quarterly, risk-based testing / credible challenge of enterprise AI use cases, including agentic AI and large language models (LLMs). The role will integrate deep consumer compliance expertise with strong IT and AI risk acumen to ensure AI capabilities are designed, governed, and monitored in alignment with the Compliance Management Program (CMP), enterprise risk frameworks, and regulatory expectations. The AI Lead will partner across Compliance, Technology, Model/AI Risk, Data Governance, Privacy, Legal, and other relevant business teams to assess controls, challenge design, and drive continuous improvement.
Requirements
- High School Diploma or GED.
- 8+ years of experience in consumer credit, banking, and/or a related field.
- 8+ years of experience in compliance, audit, technology risk, or AI governance roles.
Nice To Haves
- Bachelor’s Degree in Compliance, Risk, Information Systems, Business or related Field.
- Certified Regulatory Compliance Manager (CRCM)
- ABA Artificial Intelligence Governance Professional (AIGP)
- IAPP ISO/IEC 42001 Foundation / Lead Implementer
- ITCERTS Certified Artificial Intelligence Practitioner (CAIP)
- CertNexus Advanced in AI Risk
- AAISM Certification
- ISACA AI Security Management
- ISACA Advanced in AI Audit Certification (AAIA)
- ISACA Certified Information Privacy Professional (CIPP)
- IAPP Certified Public Accountant (CPA)
- NASBA Certified Internal Auditor (CIA)
- IIA Project Management Professional (PMP)
Responsibilities
- Provide governance, oversight, and controlled expansion of the Compliance Testing Team’s internal AI tool including use-case intake, prompt library / agent inventory growth, change management, access controls, documentation standards, monitoring, and issue tracking.
- Execute the quarterly, risk-based testing program to perform independent credible challenge of enterprise AI use cases (including agentic AI and LLMs), assessing compliance, control effectiveness, output risk, and customer impact.
- Collaborate with Technology, AI/Model Risk, Enterprise Risk, Data Governance, Privacy, Legal, and business stakeholders to review AI initiatives, challenge control design, and escalate risks in alignment with risk appetite.
- Evaluate controls across the AI lifecycle, including data inputs, model/prompt design, access management, human oversight, change management, monitoring, third-party dependencies, and documentation.
- Translate regulatory requirements (UDAAP, Fair Lending, ECOA/Reg B, TILA/Reg Z, FCRA, Privacy) into AI-focused testing procedures, control expectations, and issue identification.
- Develop clear, defensible workpapers, credible challenge documentation, and executive-ready reporting for compliance and other applicable governance committees.
- Enhance AI testing frameworks, methodologies, and tools; identify ways to responsibly automate testing activities while maintaining governance.
- Serve as SME for AI compliance testing, providing guidance, mentoring, and training to Compliance Testing staff, when needed.
Benefits
- medical
- prescription drug
- dental
- vision
- basic and optional life insurance
- supplemental medical plans
- short and long-term disability
- Six weeks of 100% paid parental leave
- 401(k) plan
- 11 paid holidays
- Flexible Time Off (FTO) program
- 80 hours of Paid Sick and Safe Time (“PSST”)
- 40 hours of Illinois PSST
- 40 hours of Illinois Paid Leave
- purchase company stock
- annual incentive bonus
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What This Job Offers
Job Type
Full-time
Career Level
Senior
Education Level
High school or GED
