IT Risk Sr. Analyst - First Line Operational Risk
About The Position
Corient is hiring an IT Risk Sr. Analyst to help build, enhance, and operate the firm’s Operational Risk and Control environment for Wealth Management. The role includes designing and implementing controls, monitoring and testing them, and supporting consistent control execution through procedures, playbooks, and guidance. The analyst translates complex risks and remediation plans into actionable tasks and partners with Compliance, Finance, Operations, and IT to support strategic priorities and risk mitigation. The position also supports special projects and ad hoc analysis related to corporate strategy, acquisition integration, and control establishment, and prepares reports, dashboards, and risk insights for senior leadership. The position is based in New York, NY and is required to work onsite four days per week. It is exempt and has a stated annual pay range of $90,000 to $112,000. The role requires a bachelor’s degree and hands-on knowledge of internal controls over financial reporting/SOX 404, RCSAs, SOC reporting, control testing, and remediation. Three to six years of financial services industry experience is preferred.
Requirements
- Bachelor’s degree required.
- Hands-on knowledge of Internal Controls over Financial Reporting/SOX 404, Risk and Control Self-Assessments (RCSA), SOC reporting, control design and operating effectiveness testing, and remediation.
- Must be at least 18 years of age.
- Must have unrestricted work authorization to work in the United States; Corient hires U.S. citizens or permanent residents for U.S. employment opportunities, subject to stated exceptions.
- Must be willing to execute Corient’s Employee Agreement or Confidentiality and Non-Disclosure Agreement.
Nice To Haves
- Three to six years of experience in the financial services industry.
- Relevant audit certifications.
- Knowledge of Salesforce, Addepar, and Workday.
- Experience implementing MetricStream.
- Experience implementing AI for process automation.
Responsibilities
- Build, enhance, and operate the firm’s Operational Risk and Control environment for Wealth Management, including control design, implementation, monitoring, and testing.
- Execute, supervise, and/or perform quality assurance of control performance for IT General Controls.
- Execute, supervise, and/or perform quality assurance of Custodian User Access and Segregation of Duty Reviews.
- Conduct control design and operating effectiveness testing.
- Develop and maintain business procedures, playbooks, and guidance to enable consistent execution of standards.
- Translate complex risks and control remediation plans into clear, actionable tasks.
- Partner with Compliance, Finance, Operations, and IT to support strategic priorities, risk mitigation, and control execution.
- Support special projects and ad hoc analyses related to corporate strategy, acquisition integration, and control establishment.
- Prepare reports, dashboards, and risk insights for senior leadership.
Benefits
- 401(k) plan with employer matching.
- Four medical plan options generously subsidized by Corient.
- Employer-paid dental, vision, life, and AD&D insurance.
- Employer-paid short-term and long-term disability.
- Paid maternity and parental leave.
- Flexible Spending Accounts and Health Savings Accounts.
- Dependent Care FSA.
- Commuter and Transit FSA.
- Corporate discount program through Perkspot.
- Training reimbursement.
- Paid professional designations.
- Volunteer days.
Stand Out From the Crowd
Upload your resume and get instant feedback on how well it matches this job.
What This Job Offers
Job Type
Full-time
Career Level
Senior
