Investment Trading Specialist

DSB Rock Island • Minnetonka, MN

2d

About The Position

Build your career in investment operations with a Top 25 Twin Cities CPA and Wealth Management firm where precision, collaboration, and client service go hand in hand. DSB Rock Island is seeking an Investment Trading Specialist to join our Wealth Management team. In this role, you'll execute investment trades, support portfolio implementation, and help ensure an exceptional client experience through accurate trade execution, regulatory compliance, and operational excellence. This is an outstanding opportunity for an investment professional who thrives in a fast-paced environment, enjoys working with financial advisors, and is passionate about delivering outstanding service.

Requirements

• Exceptional attention to detail with a high level of accuracy
• Strong analytical and problem-solving skills
• Ability to prioritize multiple tasks in a fast-paced environment
• Excellent communication and collaboration skills
• Sound judgment, integrity, and commitment to regulatory compliance
• Passion for delivering outstanding client service
• Bachelor's degree in Finance, Economics, Business Administration, or a related field
• 3 - 5 years of experience in investment operations, brokerage services, trade execution, or financial analysis
• FINRA Series 7 and Series 63 or 66 licenses required

Nice To Haves

• Experience using investment trading platforms and portfolio management systems preferred
• Strong proficiency with Microsoft Excel and investment technology platforms
• Knowledge of securities markets, trading practices, and financial regulations

Responsibilities

• Execute buy and sell orders for stocks, bonds, mutual funds, ETFs, and other investment securities
• Ensure best execution by placing trades accurately and efficiently while monitoring market conditions
• Support portfolio rebalancing and investment strategy implementation
• Monitor market activity, economic trends, and trading opportunities that may impact client portfolios
• Review and reconcile trade activity to ensure accuracy and timely settlement
• Ensure all trading activity complies with FINRA, SEC, and firm policies and procedures
• Research and resolve trade discrepancies, corrections, and operational issues
• Partner with financial advisors to explain trading activity, market information, and investment procedures
• Maintain accurate trading records and documentation
• Contribute to process improvements that enhance operational efficiency and client service

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level