Investment Operations Associate

Summit Financial Strategies • Columbus, OH

20h • Onsite

About The Position

The Investment Operations Associate at Summit Financial Strategies is primarily responsible for portfolio rebalancing and trading, ensuring the consistent and efficient implementation of investment strategies across client portfolios. This role demands a strong understanding of financial markets and investment strategies, with a focus on operational best practices. The Investment Operations Associate will collaborate with the investment and advising teams to execute trades and manage portfolios in accordance with client objectives and firm policies.

Requirements

• Bachelor’s Degree from an accredited college or university (preferably in Finance, Economics, Business, or a related field)
• At least 2 years of experience in trading, portfolio management, or a related role within the financial services industry.
• Demonstrated proficiency with trading platforms and financial software systems, including portfolio management software.
• Strong analytical, problem-solving, and decision-making skills.
• Excellent written and verbal communication skills.
• Ability to work independently and collaboratively as part of a team.
• Exceptional attention to detail, accuracy, and organizational skills.
• Solid understanding of financial markets, investment strategies, and risk management principles.
• Proven ability to manage multiple tasks, prioritize effectively, and meet deadlines in a fast-paced environment.
• Commitment to maintaining the confidentiality of sensitive client information.

Nice To Haves

• Ideal candidates are naturally curious, eager to learn and always looking for ways to expand their knowledge.
• Series 65 license or equivalent certification preferred; candidates not currently licensed are expected to obtain it promptly following hire.

Responsibilities

• Monitor and manage client portfolios, ensuring alignment with client investment objectives, risk tolerance, and Investment Policy Statements.
• Execute buy and sell orders for securities (Mutual Funds, ETFs, Stocks, Bonds, etc.) within client accounts to rebalance portfolios, manage cash needs, and implement portfolio adjustments as directed by the investment team.
• Ensure all trading and portfolio management activities adhere to internal policies and best practices.
• Work closely with the investment and advising teams to develop and implement trading strategies and enhance the client experience.
• Communicate effectively with team members to coordinate tasks and resolve any issues.
• Contribute to the Investment Subcommittee by assisting with report generation, best execution monitoring, maintaining accurate security categorizations across systems, and other investment-related operations.
• Support the firm's compliance efforts by assisting with various tasks as needed, including maintaining required documentation and adhering to regulatory requirements.
• Stay current with industry trends, market developments, and regulatory changes.
• Pursue continuing education and professional certifications as needed.

Benefits

• health insurance
• 401(k) plan
• Financial support for professional accreditation/continuing education requirements and other education/training opportunities

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level