Investment Operations Analyst, Alternatives
About The Position
As an Investments Operations Analyst on the Alternative Investments Product team, you’ll support a growing range of offerings, such as private placements, interval funds, and tax-efficient strategies. You will support a dedicated alternatives-focused team at the home office. The Alternative and Structured Investment team’s mission is to empower advisor practices, agencies, and MassMutual to excel in the high-net-worth space by offering open architecture solutions and expertise. We are dedicated to helping clients achieve their financial goals to grow and transition their wealth through informed investing.
Requirements
- Bachelor’s degree
- 2+ years of experience in operations or project management in the financial services industry
- Candidates must be able to pass a non-registered fingerprint background check to qualify as a fingerprinted person under FINRA
Nice To Haves
- Demonstrated expertise in high-net-worth client management and familiarity with the Financial Advisor operating model.
- Working knowledge of alternative investment funds and related operational terms is advantageous.
- Superior interpersonal abilities with a strong commitment to problem-solving.
- Proven ability to cultivate effective working relationships with colleagues, teams, and clients.
- Capable of managing multiple projects concurrently.
- Highly self-motivated and receptive to coaching.
- Assumes full ownership and accountability for assigned responsibilities.
- Possesses a strategic mindset and excels in cross-functional, collaborative environments.
- Experience in Alternative Investments.
- Thorough knowledge of FINRA/SEC rules and regulations.
- Possession of Series 7 and 63 licenses at the time of application
Responsibilities
- Gain proficiency in operational platforms and subscription processes across products.
- Resolve account opening, maintenance, and client onboarding/service issues.
- Assist with quarterly compliance reviews of marketing materials.
- Support the annual RFI process.
- Participate in ad hoc projects and business research.
- Prepare monthly sales reports and invoices.
- Update Intranet Site and educational materials.
- Provide timely, accurate responses to Financial Advisors and their assistants.
Benefits
- Competitive salaries
- Incentive and bonus opportunities
- Bonus target or Variable Incentive Compensation component
- Industry leading pay and benefits
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What This Job Offers
Job Type
Full-time
Career Level
Mid Level
