Investment Associate

RBC • Oakville, ON

5d • CA$37,500 - CA$50,000 • Onsite

About The Position

The RBC Dominion Securities branch located in Oakville, is seeking an Investment Associate to provide dedicated support in investment & money management activities.

Requirements

• Canadian Investment Regulatory Exam, CIRE
• Strong Microsoft Office Suite skills
• Meticulous attention to detail and excellent time management skills
• Minimum of 2 years of experience in securities industry

Nice To Haves

• Knowledge of RBC Dominion Securities’ systems and procedures, an asset

Responsibilities

• Execute trades and rebalance portfolios.
• Follow up on client trades to ensure proper settlement and delivery
• Coordinate and prepare meetings for Advisors with their clients/prospects.
• Provide proactive client service with a focus on problem resolution and attention to details.
• Liaise with various departments for execution, where necessary.
• Respond to client inquiries (account transactions, requests for tax receipts, account reporting, etc.).
• Assist the Advisor team with client onboarding.
• Help manage incoming communications from clients, Advisors and other internal and external partners.
• Maintain existing client accounts and identify opportunities to contact clients: manage timelines and key dates for accounts
• Ensure accurate and timely updates of all necessary documentation in compliance with internal controls and industry regulatory requirements.
• Maintain complete and up-to-date client files within appropriate systems.
• Help update team’s communication channels: websites, LinkedIn, Facebook, brochures, newsletters.

Benefits

• bonuses
• flexible benefits
• competitive compensation
• commissions
• stock where applicable
• Leaders who support your development through coaching and managing opportunities
• A world-class training program in financial service

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Education Level: No Education Listed