Investment Associate

RBC • Belleville, ON

6d • Onsite

About The Position

Lisa Thompson Family Wealth is a well-established and successful Wealth Management Practice in Belleville, Ontario, serving high-net-worth families. We are seeking an experienced investment associate to support the investment operations of a highly specialized discretionary book of business. This role involves trade execution, portfolio rebalancing, research, and client service. The ideal candidate will have an interest in portfolio management, markets, and research, with strong organizational skills and attention to detail. We are looking for an honest, humble, and hardworking individual who is comfortable working independently and as part of a team, with a baseline of going above and beyond.

Requirements

• IR/RR license with CIRO in good standing
• Minimum 2 years industry experience
• Highly organized with strong attention to detail
• Able to prioritize, multi-task and effectively manage deadlines
• Excellent communicator (verbal & written)
• Comfortable working independently & as a team
• Professional and conscientious
• Personable, hardworking, self-starter
• Self-assured yet coachable
• Forward thinking and growth oriented

Nice To Haves

• CIM designation is an asset
• Knowledge of RBC Dominion Securities’ systems and procedures
• Experience in the securities industry is an asset

Responsibilities

• Execute trades and manage the portfolio rebalancing process of discretionary portfolios
• Monitor discretionary portfolios for performance and strategy
• Ensure client portfolios are always compliant with asset mixes and risk parameters
• Support tax-efficient portfolio strategies
• Conduct research and risk analysis to inform portfolio decisions
• Investment administration and compliance
• Manage ongoing payments and client cash requests
• Coordinate overall portfolio implementation as new portfolios are constructed
• Maintain ongoing client communication and service delivery
• Provide investment educational support to clients
• Proactive contact with clients

Benefits

• Bonuses
• Flexible benefits
• Competitive compensation
• Commissions
• Stock where applicable
• Leaders who support your development through coaching and managing opportunities
• An opportunity to make a difference and have a lasting impact on the lives of others
• Work in a dynamic, collaborative, progressive, and high-performing team
• A world-class training program in financial services

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Education Level: No Education Listed