Investment Advisor

Caissa Wealth Strategies•Bloomington, MN

3d•$90,000 - $120,000•Onsite

About The Position

Caissa Wealth Strategies serves affluent clients in their wealth management needs. We focus on financial planning, starting with the tax return, which drives our detailed investment management strategies. Our best client is the one who allows us to get into every detail of their financial future, integrate that detail and plan multiple steps ahead. Our Torpedo Proofing and Tranches of Income processes set CAISSA apart from other advisors, providing our clients the structure to make it through retirement in any market environment. Clients hire CAISSA to remove their financial anxieties by taking on the role of their personal CFO. Our firm is growing, and we are looking to welcome an Investment Advisor to our team. As an Investment Advisor, you would be working closely with the Director of Investments to manage investment portfolios and support client relationships. The Investment Advisor would meaningfully assist with asset allocation, portfolio construction, and implementation of strategy.

Requirements

Investment portfolio management experience of 5+ years.
Experience in Tamarac and/or a similar performance software platform.
Capable of explaining complex financial topics to a non-financial audience.
Proficient in portfolio analytics, attribution, portfolio construction.
Expert in Microsoft Office, Excel and PowerPoint, programming knowledge is a plus.
Excellent communication, interpersonal and presentation skills.
Detail-oriented with strong analytical-thinking and problem-solving skills.
Self-starter with the ability to multi-task in a fast-paced environment and open to learning.
Bachelor's degree in Finance/Economics/Accounting or related field.
Financial professional designation or working towards one.

Nice To Haves

programming knowledge is a plus

Responsibilities

Support the Director with delivering each client’s personalized CAISSA Investment experience.
Summarize portfolios, positions, and investments in creative ways to present to wealth advisors and clients.
Develop and manage investment policies for clients, calculate income Tranches and review target allocations.
Assist with meeting preparation and ensure accurate documentation of client interactions in the CRM system.
Execute portfolio trades and rebalancing activities, ensuring client allocation settings are accurately maintained within the trade rebalancer system.
Conduct manager due diligence and integrate external vendor due diligence insights into monthly, quarterly, and annual portfolio reviews.
Oversee and maintain data integrity across reporting and trading system.
Summarize and document investment decisions to ensure compliance with regulatory requirements.
Develop policies and procedures to improve trading and portfolio construction quality, efficiency, and client outcomes.
Stay current on market trends and regulatory changes affecting investment strategies.
Work closely with the operations team to audit and ensure accurate reporting and back-end processes are implemented.
Ensure new client onboarding is implemented and coordinated properly across CRM, Tamarac, Rebalancer, etc.
Own the held-away asset workflow and custody procedures.
Monitors daily workflows and promptly identify and assign actions to responsible parties.
Continuously improve processes and tools for enhanced efficiency.