Global Head of Compliance Projects

Interactive Brokers Group • Greenwich, CT

1d • $240,000 - $260,000 • Hybrid

About The Position

Lead global compliance project initiatives, ensuring projects align with organizational objectives and international regulatory requirements. Manage and coordinate compliance projects across various departments, driving efficiency and process improvements, including the integration of AI-powered solutions for surveillance and monitoring. Implement and oversee AI-based generative tools to automate routine compliance tasks such as data gathering, reporting, and drafting responses. Develop and standardize processes and procedures related to compliance, ensuring they integrate seamlessly with internal and proprietary systems, with a focus on AI-driven efficiency gains. Oversee the implementation of compliance-related systems and technologies, ensuring they meet the firm’s needs and regulatory standards. Collaborate with key stakeholders to design and maintain a robust compliance framework that integrates AI-powered technologies and adheres to global standards, with a focus on European financial markets, ensuring automation of compliance workflows, risk assessments, and the early detection of non-compliance activities.

Requirements

• Bachelor’s degree, or foreign equivalent, in Finance, Economics, Law, or Business
• 3 years (36 months) of experience in finance/compliance process development roles responsible for project management and implementation of global regulatory frameworks
• 3 years of experience in European financial markets regulation, including MiFID II (Markets in Financial Instruments Directive) and MAR (Market Abuse Regulation)
• 3 years of experience managing compliance-related projects and process development projects related to global compliance operations
• 3 years of experience in regulatory requirements related to Trade Surveillance and AML in global markets and trading across various products, including stocks, options, bonds, and futures
• 3 years of experience conducting compliance risk assessments, including identifying, assessing, and mitigating compliance risks in relation to internal processes and external regulatory requirements with global focus
• Experience with Atlassian Confluence/JIRA

Responsibilities

• Lead global compliance project initiatives, ensuring projects align with organizational objectives and international regulatory requirements
• Manage and coordinate compliance projects across various departments, driving efficiency and process improvements, including the integration of AI-powered solutions for surveillance and monitoring
• Implement and oversee AI-based generative tools to automate routine compliance tasks such as data gathering, reporting, and drafting responses
• Develop and standardize processes and procedures related to compliance, ensuring they integrate seamlessly with internal and proprietary systems, with a focus on AI-driven efficiency gains
• Oversee the implementation of compliance-related systems and technologies, ensuring they meet the firm’s needs and regulatory standards
• Collaborate with key stakeholders to design and maintain a robust compliance framework that integrates AI-powered technologies and adheres to global standards, with a focus on European financial markets, ensuring automation of compliance workflows, risk assessments, and the early detection of non-compliance activities

What This Job Offers

• Job Type: Full-time
• Career Level: Senior