Global Financial Crimes Analyst

MUFG•Irving, TX

1d•$70,000 - $82,000•Hybrid

About The Position

This Compliance Analyst Program (CAP) opportunity supporting the Global Financial Crimes Technology Innovation team has been created to help address our need for individuals who can bridge traditional compliance expertise with innovative solutions using artificial intelligence machine learning (traditional, agentic, and generative AI) and robotic process automation solutions (Power Automate, Copilot, Copilot Studio). The incumbent Analyst will be responsible for evaluating, developing, and implementing emerging technologies that enhance risk detection, operational efficiency, and compliance strategies across the organization. They will concentrate on creating AI and RPA routines using a variety of end user tools including MS Power Automate and Keyence as well as creating models using machine learning Python, R Studio, etc., tools and agents/large language models within cloud infrastructures (e.g., AWS, Azure) working closely with Financial Crimes stakeholders who will advise the use cases corresponding to any internal development for an optimal platform solution. The incumbent will also analyze vendors and conduct trial exercises while working closely with users in all GFCD regions. This role will report to the Head of Global Financial Crimes Early Careers & Resource Operations and sit within the GFCD CAP, which develops early-career talent with broad exposure to financial crimes compliance, data analysis, and risk management practices.

Requirements

5-7 years of Compliance and Control Room experience required
FINRA Broker Dealer experience
Strong knowledge of financial markets, investment banking, capital markets and products
Outstanding analytical and organizational skills
Experience delivering on projects
Excellent communications skills (verbal and written)
Experience with Excel or Access
Bachelor’s degree required

Nice To Haves

Experience working in a large international organization preferred
Series 7 a plus
advanced degree (JD, MBA preferred)

Responsibilities

Work collaboratively across functional teams within GFCD to ensure optimal innovation vendor is selected based on stakeholder requirements
Serve as the initial point of contact with vendors identified as providing innovative solutions to stakeholders
Using end user development skills such as Microsoft Power Automate, Keyence, Python, R Studio, etc., develop end user Robotics and Machine Learning models based on stakeholder requirements.
Using end user development skills associated with agentic and generative models found in AWS and Azure environments, develop end user solutions based on stakeholder requirements.
Using subject matter expert skills associated with cloud environments, identify cloud environment tools that are available to GFCD for native building of solutions (e.g., AWS Bedrock, DataBricks, Azure Open AI, etc.), including pros and cons assessment of environments and available tools.
Support the Innovation team’s end user development group by providing maintenance and support services for all group developed automation.
Monitor areas of innovation in the banking industry for proactive financial crime risk identification and ascertain suitability for implementation within MUFG.
Perform continuous evaluation of available solutions that are active in the marketplace or financial space.
Create supporting documentation to evaluate vendors for trial exercises, including interaction with Third Party Risk Management, Software Assessment, and similar MUFG groups.
Capture and track key action items to ensure continued progress against broader area objectives
Engage with and support initiatives across financial crimes compliance and core compliance while gaining a working knowledge of day-to-day compliance risk management activities
Facilitate the collection and summary of compliance data to produce accurate and reliable information for decision making and to support risk assessment, testing, monitoring, control room, surveillance, registration, and reporting, amongst other activities
Support updates to and maintenance of the inventory of applicable laws, rules, and regulations within the compliance information management system
Provide data input, analysis, and quality control for information repositories in Open Pages and across other platforms
Coordinate with key stakeholders and subject matter experts from business, risk, and support function areas to understand regulations and the applicability of requirements to areas across MUFG
Create documentation to evidence regulatory mappings, key decisions, processes, and controls
Complete trainings on compliance topics, soft skills, and other subjects, as coordinated through the Compliance Analyst Program