Global Equity Operations Innovation & Data Analysis

TD Bank•Lake Mary, FL

9d•$75,000 - $115,000

About The Position

TD Securities is looking for an Associate to join their Equity Operations Process Innovation & Data Analysis team. This role will ensure daily activities within operations adhere to firm governance requirements. The role will partner with the rest of the TD Securities team to ensure a strong control infrastructure in accordance with firm and regulatory standards.

Requirements

BS/BA degree and/or 4+ years of relevant work experience.
Knowledge of Broker Dealer Operations with a focus on Equities (Options a plus)
SQL
Snowflake/Sigma
DTCC/NSCC/OCC
UiPath
VBA
Data Mining
Broadridge – BPS, BPS/A, Ascendis (BR-TRACK, OAES, Postedge, Cage, and Gloss a plus)
Python or other programming languages a plus
Proficient in Office 365 suite including Excel and Outlook
Ability to identify, escalate, and resolve problems/issues.
Ability to communicate professionally through effective verbal and written skills.
Demonstrates efficient time management skills and critical thinking.
Demonstrates organizational skills and a strong attention to detail.
Ability to multi-task and prioritize tasks.
Ability to work in a team environment.
Ability to meet deadlines and work under pressure.
Proactive and self-starter who is goal oriented.

Responsibilities

Partner with internal/external clients to ensure governance/control requirements are understood and adhered to within Equity Clearing Operations.
Develop relationships with applicable members of Operations, Trading, vendors, Internal and External Auditors, Governance & Control, and Technology to ensure partnership and efficient operation and coordination.
Serve as data and automation SME.
Develop and manage automation as well as any related governance.
Work in a small team cross-functionally.
Assisting on small to large initiatives with competing priorities.
Provide metrics to senior management and other stakeholders.

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