FIU Manager - Triage

Interactive Brokers Group Inc. • Chicago, IL

41d • $105,000 - $120,000 • Hybrid

About The Position

Interactive Brokers is looking to hire a Compliance Manager at the Chicago Office. This is a mid-level management position with room for growth for highly motivated and exceptional performers. This Manager will ensure the firm complies with the Bank Secrecy Act and the USA PATRIOT Act, combating the financing of terrorism, sanctions, industry AML, and securities laws and regulations.

Requirements

• Three to five plus years of experience in investment management or AML compliance, preferably at a large broker or other financial institution with an international client base
• Two plus years of management experience, or similar experience
• Solid academic background. Bachelor's Degree or commensurate military experience
• Ability to develop compliance solutions that satisfy relevant regulations while executing sound business judgment.
• Ability to work in a small-team environment, work independently, and multitask with minimal supervision.
• A high degree of comfort with technology and a functional understanding of how to apply technology to business and regulatory solutions
• Outstanding leadership, communication, analytical, and project management skills
• A willingness and ability to obtain financial registration exams promptly
• Self-motivated and able to handle tasks with minimal supervision.
• Superb analytical and problem-solving skills.
• Excellent collaboration and communication (Verbal and written) skills.
• Outstanding organizational and time management skills.

Nice To Haves

• A Certified Anti-Money Laundering Specialist (CAMS) or a similar certification, such as Series 7 or 24, is highly preferred.

Responsibilities

• Oversee and train a team of analysts responsible for transaction monitoring reviews and investigations.
• Monitor and manage daily investigative workflow, controls, and results metrics for the team, ensuring the timely completion of tasks.
• Engage senior management across corporate compliance, operations, and information technology to manage, report on, and improve investigative work.
• Conduct supervisory reviews and provide constructive coaching and direction to team members.
• Evaluate risk associated with AML and Financial Crime Risk processes and recommend enhancements, where appropriate.
• When needed, support and participate in internal, external, and regulatory audits and examinations.

Benefits

• Competitive salary, annual performance-based bonus and stock grant
• Retirement plan 401(k) with competitive company match
• Excellent health and wellness benefits, including medical, dental, and vision benefits, and a company-paid medical healthcare premium.
• Wellness screenings and assessments, health coaches and counseling services through an Employee Assistance Program (EAP)
• Paid time off and a generous parental leave policy
• Daily company lunch allowance provided, and a fully stocked kitchen with healthy options for breakfast and snacks
• Corporate events, including team outings, dinners, volunteer activities and company sports teams
• Education reimbursement and learning opportunities
• Modern offices with multi-monitor setups

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Industry: Securities, Commodity Contracts, and Other Financial Investments and Related Activities
• Number of Employees: 1,001-5,000 employees