Financial Planner Associate (Larson University)
About The Position
At Larson Financial Holdings, LLC we are seeking eager aspiring Financial Planner Associates to participate in a structured 90-day development program designed to build the knowledge, skills, and licensing requirements necessary for a successful career in financial planning and wealth management. This role combines classroom learning, securities licensing preparation, client service exposure, and direct mentorship from Financial Planners and Client Service Associates. The associate will progressively develop expertise in investment products, regulatory requirements, financial planning concepts, client onboarding, and compliance while preparing for and obtaining the Securities Industry Essentials (SIE), Series 7, and Series 66 licenses.
Requirements
- Bachelor’s degree or equivalent professional experience.
- Strong interest in financial planning, wealth management, and investment advisory services.
- Excellent communication and interpersonal skills.
- Strong organizational and time-management abilities.
- Ability to learn complex financial and regulatory concepts.
- Demonstrated commitment to professional development and licensing success.
Nice To Haves
- Degree in Finance, Business, Economics, Accounting, or related field.
- Previous client service, financial services, or internship experience.
- Familiarity with financial markets and investment concepts.
Responsibilities
- Shadow Client Service Associates (CSAs) to learn client intake, onboarding, account maintenance, and service processes.
- Observe client interactions and assist with administrative and operational workflows.
- Learn account documentation requirements and client record management procedures.
- Develop an understanding of client service standards and best practices.
- Observe Financial Planner meetings and client consultations.
- Participate in financial planning development sessions and plan implementation reviews.
- Gain experience evaluating client goals, risk tolerance, and investment objectives.
- Learn suitability standards and recommendation processes.
- Develop a strong understanding of capital markets and securities industry fundamentals.
- Learn characteristics, risks, and applications of: Equities, Fixed income securities, Mutual funds, Exchange-traded funds (ETFs), Options and derivatives, Alternative investments, Retirement plans, Investment company products.
- Build knowledge of portfolio construction and risk management principles.
- Study federal and state securities regulations.
- Learn FINRA rules, prohibited activities, and industry compliance requirements.
- Understand suitability standards, trading regulations, and account management procedures.
- Develop knowledge of fiduciary responsibilities and ethical business practices.
- Complete structured training curriculum and assigned educational materials.
- Attend training sessions, workshops, and licensing preparation courses.
- Create study materials, including flashcards and practice reviews.
- Complete benchmark assessments and practice examinations.
- Successfully obtain: Securities Industry Essentials (SIE), Series 7 License, Series 66 License.
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What This Job Offers
Job Type
Full-time
Career Level
Entry Level
