Financial Advisor

SchoolsFirst Federal Credit Union • West Covina, CA

6d

About The Position

We’re always looking for diverse, talented, service-oriented people to join our exceptional team. Financial Advisor Scheduled Weekly Hours: 40 What You’ll Be Doing Provides excellent service to Members seeking information on alternative investment products offered through broker/dealer. Assists Members with mutual funds, securities transactions, and financial planning. Discusses financial investment alternatives with Members. Evaluates Member’s goals, risk tolerance and suggests appropriate investments. Provides consultative services to Members regarding credit union products and services by assessing the Member's needs, addressing their concerns and gaining agreement. Updates SchoolsFirst FCU team on products and services offered through the investment program. Ensures required compliance documents are completed. Maintains regular contact with OSJ. Offers financial review sessions for all Members at least annually. Initiates Member investment selections and records transactions with broker/dealer. Schedules and conducts meetings with Members via phone and in person. Additional Job Functions Performs other duties as assigned Complies with regulatory compliance and assigned training requirements including but not limited to BSA regulations corresponding to their specific job duties. Failure to do so may result in disciplinary and other employment related actions.

Requirements

• High School Diploma or GED required
• Bachelor's Degree in a related field or equivalent years of experience required
• 7-10 years of prior relevant experience required
• Certifications or licenses including Series 7 and 66, or Series 63 and 65 in lieu of 66.
• California Insurance License required
• Participation in the CA DMV pull program may be required depending on assignment

Responsibilities

• Provides excellent service to Members seeking information on alternative investment products offered through broker/dealer.
• Assists Members with mutual funds, securities transactions, and financial planning.
• Discusses financial investment alternatives with Members.
• Evaluates Member’s goals, risk tolerance and suggests appropriate investments.
• Provides consultative services to Members regarding credit union products and services by assessing the Member's needs, addressing their concerns and gaining agreement.
• Updates SchoolsFirst FCU team on products and services offered through the investment program.
• Ensures required compliance documents are completed.
• Maintains regular contact with OSJ.
• Offers financial review sessions for all Members at least annually.
• Initiates Member investment selections and records transactions with broker/dealer.
• Schedules and conducts meetings with Members via phone and in person.
• Performs other duties as assigned.
• Complies with regulatory compliance and assigned training requirements including but not limited to BSA regulations corresponding to their specific job duties.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level