Financial Advisor - University Federal Credit Union
About The Position
University Federal Credit Union in Houston, Texas, is hiring a Financial Advisor to join its Investment Program as an advisor associated with LPL Financial. The advisor will help credit union clients and community members at every stage of their financial lives by providing financial solutions and growing a client base and business. The program offers an established referral system, several branch territories with significant deposit bases, access to existing clients who need advisory support, and opportunities to find new clients through the credit union’s client base. Advisors can develop client solutions without proprietary products and draw on LPL’s tools, technology, support, experience, and investment-program resources, as well as the credit union’s community reputation. The advisor partnership includes proprietary technology, customized services, an open-architecture platform with access to thousands of investment products from third-party sponsors, and firm resources and expertise to help create solutions tailored to clients’ goals. Employment is with University Federal Credit Union, not LPL Financial. In accordance with regulatory requirements, LPL Financial would hold the advisor’s securities and insurance licenses. The stated pay range is $72,000–$100,000, dependent on factors including skill, experience, and work location; the position is also eligible for sales incentive compensation.
Requirements
- Series 7 and Series 66 (or Series 63 and 65) licenses required.
- Insurance license required.
- Three or more years of investment sales experience.
Responsibilities
- Help credit union clients with financial solutions at every stage of their financial lives.
- Build a client base and grow an advisory business using the credit union’s referral system, branch territories, and client base.
- Create financial solutions tailored to clients’ goals, using an open-architecture platform and without proprietary products.
- Support existing clients who need an advisor and identify opportunities to serve new clients.
Benefits
- Access to proprietary technology and customized services.
- Open-architecture platform with access to thousands of investment products from leading third-party product sponsors.
- Resources and expertise across the firm to help create client solutions.
- Sales incentive compensation eligibility.
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What This Job Offers
Job Type
Full-time
Education Level
No Education Listed
