Financial Advisor

Moseley Technical Services, Inc. • Auburn, AL

36d

About The Position

We are seeking a motivated and community-minded Financial Advisor who is humble, known for integrity, and confident in building strong client relationships. The ideal candidate is newer to the industry but already holds a Series 7 and 66 license, ready to grow a book of business while putting clients first.

Requirements

• Series 7 and 66 licenses required
• Bachelor’s degree in Finance, Business, or related field preferred (comparable sales or wealth management experience considered)
• Life & Health Insurance License preferred or ability to obtain within 90 days
• Strong interpersonal skills with a heart for service and a reputation for trustworthiness
• Drive to prospect, grow, and maintain long-term client relationships

Nice To Haves

• Life & Health Insurance License preferred or ability to obtain within 90 days
• Bachelor’s degree in Finance, Business, or related field preferred (comparable sales or wealth management experience considered)

Responsibilities

• Build and maintain a book of business through local networking and client development
• Conduct in-depth financial assessments and design personalized investment strategies
• Provide expert guidance on retirement planning, tax strategies, insurance, estate planning, and more
• Monitor client portfolios and adjust plans as needed based on goals and market conditions.
• Maintain strict compliance with FINRA/SEC regulations, as well as company standards.
• Collaborate with internal teams to ensure seamless service delivery
• Stay informed on financial products, market trends, and regulatory changes

What This Job Offers

• Career Level: Entry Level
• Number of Employees: 11-50 employees