Enterprise Trader
About The Position
As an Enterprise Trader, you will execute all day-to-day trading functions on behalf of advisors and clients including mutual fund and ETF trade placement, rebalances, trade reconciliation, list bill processing, incoming cash allocations, trade rejects, and corrective trading within a workflow management-controlled environment. The role is focused on processing of trading work and service issues with defined market cutoffs within a high quality, regulated environment. The role involves a teamwork approach and close coordination with advisor service teams to provide industry-leading service with quality risk management controls. As we continue to evolve and live our Orion values, we are looking for someone to grow with us.
Requirements
- Has a Series 65 License as required
- If series 65 license is not held at time of hire, will be required to obtain designation within 90 days of starting employment
Nice To Haves
- Has a Bachelor’s degree in Business or related financial field as preferred
- Possess a minimum of two (2) years of trading and servicing team experience in mutual funds services as required
- Prior experience with either Advisor Operations or Retirement Plans Service Operations field as preferred
- Has proficiency with Salesforce, MS Excel, custodian platforms, trading platforms and/or related financial portfolio management software as preferred
- Has prior Orion technology experience as preferred
Responsibilities
- Manage and oversee the trade flow process by the processing of all trading, cash, and allocation work for mutual funds and exchange traded funds as required by the business with high quality, within trading cut-off times, and within budget according to defined service level metrics while maintaining compliance regulations
- Maintain documentation for all work processes and procedures
- Make improvement suggestions and adhere to all approved work changes for the team
- Cross train as required to meet changing business needs
- Interact and partner effectively across all appropriate internal business teams and external clients
- Participates in testing for projects as required by the team
- Provides backup support for all work and project efforts as needed
- Assists with team planning and growth strategy
- Ensures execution of all industry and client specific compliance matters within the team
Benefits
- health, dental, vision, and disability coverage on day one
- 401(k) plan with employer match
- paid parental leave
- pet benefits including pawternity leave and pet insurance
- student loan repayment
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What This Job Offers
Job Type
Full-time
Career Level
Mid Level
