Enhanced Due Diligence Analyst

Interactive Brokers•Chicago, IL

3d•$65,000 - $75,000•Hybrid

About The Position

Interactive Brokers Group, Inc. is a global financial services company with a strong focus on technology and client commitment. We are looking for a Compliance Analyst to join our team in Chicago. This role will report to a Compliance Manager and will be responsible for ensuring the firm complies with various financial regulations including the Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, industry AML, and securities laws and regulations. This is a hybrid role, requiring 4 days in the office and 1 day remote.

Requirements

Experience working for an exchange, a regulatory organization, a Broker Dealer (BD), a Futures Commission Merchant (FCM) or a similar organization.
Excellent Bachelor-Level educational credentials (if no direct industry experience).
A focus on law, accounting, data analytics or similar areas is preferred.
Experience in internal audit, legal, accounting, or other control functions of a financial services firm or regulator would be beneficial.
Experience with due diligence reviews of banks, broker-dealers, mutual funds, and other financial institutions
Knowledge of Capital Markets
Self-motivated and able to handle tasks with minimal supervision.
Superb analytical and problem-solving skills.
Excellent collaboration and communication (Verbal and written) skills.
Outstanding organizational and time management skills.
Detail-oriented with outstanding organizational and project management skills.

Nice To Haves

ACAMS, CFE, CFCS, Series 7, or other FINRA licenses or certifications a plus.
Experience with trade surveillance.

Responsibilities

Conducting reviews of new and existing clients' KYC profiles and transactions in accordance with established procedures in line with IBKR policy
Assessing client's AML programs in accordance with established procedures in line with IBKR policy
Advising management by collecting, analyzing, and summarizing data and trends.
Maintain accurate tracking of assignments and requests for documentation to ensure appropriate deadlines are met.
Contribute to streamlining current processes and identifying areas for improvement.
Writing risk assessments, investigations, suspicious activity reports, and client communications

Benefits

Competitive salary
Annual performance-based bonus
Stock grant
Retirement plan 401(k) with competitive company match
Excellent health and wellness benefits, including medical, dental, and vision benefits.
Company paid medical healthcare premium.
Wellness screenings and assessments, health coaches and counseling services through an Employee Assistance Program (EAP)
Daily company lunch allowance provided
Fully stocked kitchen with healthy options for breakfast and snack
Corporate events including team outings, dinners, volunteer activities and company sports teams
Education reimbursement and learning opportunities