Director, Treasury Regulatory Compliance & Administration
About The Position
Reporting to the VP, Funds Transfer Pricing, the Director will lead a team and drive the development, implementation, and ongoing enhancement of the Regulatory Compliance Management (RCM) framework for Treasury. The incumbent will serve as the principal contact for RCM Program administration, ensuring regulatory obligations are met through robust controls, timely risk assessments, and effective remediation of compliance gaps. Responsibilities include maintaining the RCM rules library and training materials, monitoring regulatory developments, and producing compliance risk reporting to inform leadership decisions. Additionally, the Director and team will act as centralized points of contact for governance, audit, and infrastructure activities, overseeing policy management, key compliance controls, and operational support for RCSA programs across Canada and global regions. The role requires frequent interaction with senior management and collaboration with business leaders, compliance partners, and second line of defense groups to drive effective oversight and reduce regulatory compliance risk.
Requirements
- Degree in Business, Information Technology, Computer Science, Engineering or Mathematics.
- Strong academic foundation that supports analytical thinking, problem solving, and sound decision-making.
- Experience using Microsoft Office applications to support reporting, analysis, and day-to-day work activities.
- Strong problem-solving, analytical, and reporting skills, and use of data and information to identify insights and support business decisions.
- High degree of accuracy and attention to detail, especially when managing complex information and deliverables.
- Ability to build strong working relationships and partnerships across the business and with a broad range of stakeholders, including Finance, Risk Management, and Technology.
- Self-starter who works independently, stays focused on delivery, and effectively manages deadlines while balancing multiple competing priorities.
- Experience in CIBC operating policies, standards, and organizational structure.
- Live CIBC values - trust, teamwork, and accountability.
Nice To Haves
- Direct experience applying knowledge of CIBC operating policies, standards, and organizational structure in a Treasury or governance-related environment.
Responsibilities
- Lead and enhance Treasury’s Regulatory Compliance Management (RCM) framework, ensuring controls align with regulatory obligations and leading practices.
- Support RCM program administration, documentation, regulatory change management, and the tools and materials that enable consistent execution across Treasury.
- Oversee risk-based assessments, monitor regulatory developments, and coordinate remediation of compliance gaps in line with policy requirements.
- Develop reporting and metrics that support leadership oversight, decision-making, and effective management of compliance risk.
- Act as a central point of contact for governance, audit, and infrastructure activities, while overseeing key controls, policy reviews, attestations, and records retention.
- Manage reporting and scheduling for control testing, audits, deficiencies, and Risk and Control Self-Assessment (RCSA) activities to support timely execution and reduce business disruption.
- Build strong relationships with business leaders and governance, risk, audit, compliance, and second line of defense partners to strengthen oversight and support Treasury’s priorities.
Benefits
- Competitive salary
- Incentive pay
- Banking benefits
- Benefits program
- Defined benefit pension plan
- Employee share purchase plan
- Vacation offering
- Wellbeing support
- MomentMakers, our social, points-based recognition program
- Purpose Day; a paid day off dedicated for you to use to invest in your growth and development
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What This Job Offers
Job Type
Full-time
Career Level
Director
