Director, Global Regulatory Management

CIBC • Toronto, ON

4d • Hybrid

About The Position

We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are and what they contribute. CIBC’s Capital Markets business is committed to being the premier client-focused Capital Markets group in Canada, offering a comprehensive suite of credit, capital markets, investment banking, merchant banking, and research products and services to government, institutional, corporate, and retail clients both domestically and internationally. As part of the Capital Markets Global Regulatory Management Group, and reporting to the Executive Director, you’ll play a key role in championing and maintaining robust governance frameworks that align with evolving global regulations. You’ll collaborate with stakeholders across the organization to support regulatory compliance and drive best practices, ensuring our frameworks remain effective and responsive to industry changes. At CIBC we enable the work environment most optimal for you to thrive in your role. You’ll have the flexibility to manage your work activities within a hybrid work arrangement where you’ll spend 1-3 days per week on-site, while other days will be remote.

Requirements

• An undergraduate degree in business or equivalent.
• Extensive industry experience.
• At least 5 years of financial services expertise.
• A strong understanding of CIBC’s operating policies, standards, and organizational structure.
• Excellent communication and interpersonal skills to build, manage, and leverage relationships with colleagues at all levels, as well as internal and external business partners.
• Knowledge of the operational, regulatory, and reputational risks within the capital markets environment and comprehension of the policies, standards, processes and controls that need to be in place to mitigate these risks.
• Comfortable managing multiple priorities and consistently deliver high-quality work even when faced with tight deadlines.
• Excel at establishing key processes in areas where guidelines may not yet exist, and proactively initiate design and development to create effective workflows.
• Continuously seek opportunities to improve and refine processes, enhancing efficiency and effectiveness across the team.
• Strong analytical skills and sound judgment to complex situations, enabling you to implement effective changes.
• Take initiative, work independently, and consistently demonstrate ownership of your responsibilities.
• Results-oriented approach helps you achieve goals and drive success.
• Bring your real self to work and you live our values - trust, teamwork, and accountability.

Responsibilities

• Lead the planning and implementation of governance, compliance, and control programs and processes for Capital Markets, ensuring our frameworks are robust and effective.
• Advise on global regulatory changes that affect Capital Markets, streamline delivery to ensure compliance and operational effectiveness, and lead regulatory impact assessments in collaboration with 1st, 2nd, and 3rd line groups as a subject matter expert.
• Respond to global regulatory audits, including OSFI, NFA, and OSC, focusing on the implementation of new and existing regulatory changes, and oversee the execution of regulatory reporting projects and initiatives.
• Work closely with Enterprise-wide Compliance, infrastructure partners, and other stakeholder groups to advise on changes to business and technology processes, establish and maintain relationships across Business, Technology, lines of defense, and third-party service providers, and effectively influence executives and management within CIBC.
• Set agendas and prepare presentations for executive steering committees and senior stakeholders, and leverage your experience in developing comprehensive business cases to support strategic initiatives.
• Bring delivery experience in Capital Markets-wide projects, applying tools and techniques for planning, organizing, monitoring, and controlling projects with a focus on financial and schedule management, and demonstrate creative problem-solving skills by thriving in ambiguity, connecting the dots, and driving continuous improvement.

Benefits

• Competitive salary
• Incentive pay
• Banking benefits
• Benefits program
• Defined benefit pension plan
• Employee share purchase plan
• Vacation offering
• Wellbeing support
• MomentMakers, our social, points-based recognition program
• Purpose Day; a paid day off dedicated for you to use to invest in your growth and development

What This Job Offers

• Job Type: Full-time
• Career Level: Director