Corporate Branch Manager

iA Financial Group•Toronto, ON

6d•CA$70,000 - CA$85,000•Hybrid

About The Position

Build the future with us. Are you driven by the mutual fund industry and eager to contribute to the purpose of a company that aims to help its clients feel confident and secure about their future? As a Corporate Branch Manager you will play a key role in compliance and working closely with advisors. This position is a great opportunity to showcase your skills and fully realize your potential within a caring and trustworthy company. Here, people and their development are at the heart of our priorities, fostering an environment that encourages collaboration and innovation.

Requirements

University degree or equivalent post-secondary education.
Minimum 2-3 years of compliance supervision experience and 3-5 years in the Mutual Fund Industry.
Ability to understand, analyze and interpret Regulatory legislation.
Team player, ability to adapt to change and great judgment skills.
Strong knowledge of the mutual fund industry.
Completion of the Branch Managers Course or either the Officers, Partners and Directors (OPD) Course or Partners, Directors and Officers (PDO) Course.
Advanced level of French and English proficiency.

Responsibilities

Providing exceptional support and coverage to other Corporate Branch Managers on the team, ensuring seamless operations and high-quality service.
Assisting our order affirmation team and other compliance teams as needed, with a focus on delivering accurate and timely support.
Maintaining compliance policies and procedures at each office, ensuring they are up-to-date and effectively communicated.
Reviewing and approving new account openings with a customer-centric approach, ensuring all requirements are met.
Ensuring compliance with suitability requirements, prioritizing the best interests of our clients.
Supervising trades and advice given to clients, providing guidance and support to ensure client satisfaction.
Overseeing Branch Manager and/or Representative activities, fostering a supportive and collaborative environment.
Reviewing and following up on previous day’s trades, addressing any issues promptly and professionally.
Following up on questionable trades and escalating as necessary, always with a focus on client protection and compliance.
Completing KYC update review and approval, ensuring client information is accurate and up-to-date.
Providing training and education to the field, enhancing the knowledge and skills of our team members.
Monitoring trends, communicating findings, and implementing corrective actions, always aiming to improve our service quality.
Acting as a resource for the field, offering expert advice and support to ensure client needs are met.