The Compliance Specialist is responsible for investigating and resolving sales and contract-related complaints, identifying compliance opportunities, and initiating necessary protocols. This role involves managing and enforcing sales compliance through vendor relations, trend analysis, remedial actions, audits, and coaching. The specialist will conduct root cause analysis on consumer complaints to mitigate business risk, support PR and Legal inquiries, and communicate dispute resolutions with internal and external stakeholders. Additionally, the role includes conducting internal compliance control reviews, providing feedback to management, ensuring service level agreements are met, escalating severe non-compliance issues, and performing market and sales office-based trending analysis. The specialist will also analyze market trends and root causes across various business segments, identify harmful factors, implement solutions, and ensure their effectiveness. Travel to regional sales offices for compliance presentations, audits, and training is required, along with establishing and maintaining excellent relationships.
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Job Type
Full-time
Career Level
Mid Level
Education Level
No Education Listed